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Advisor at QUARTZ PARTNERS INVESTMENT MANAGEMENT
Mount Pleasant, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| QUARTZ PARTNERS INVESTMENT MANAGEMENT | Independent wealth | Aug 29, 2023 | n/a | yes | Mount Pleasant, SC | Current employment |
| KALOS MANAGEMENT | Former SEC adviser | Nov 13, 2014 | Aug 30, 2023 | no | PONTE VEDRA BEACH, FL|Mt. Pleasant, SC|Mount Pleasant, SC | Previous registration |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Jul 30, 2007 | Nov 13, 2014 | no | MT. PLEASANT, SC|CHARLESTON, SC|CHARLESTON, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KALOS MANAGEMENT | QUARTZ PARTNERS INVESTMENT MANAGEMENT | Aug 30, 2023 | Aug 29, 2023 | -1 | Firm change | RIA to RIA |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | KALOS MANAGEMENT | Nov 13, 2014 | Nov 13, 2014 | 0 | Firm change | Other |