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Advisor at BAY CAPITAL, REGISTERED INVESTMENT ADVISOR
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BAY CAPITAL, REGISTERED INVESTMENT ADVISOR | Former SEC adviser | May 5, 2020 | n/a | yes | TAMPA, FL | Current employment |
| RYDER CAPITAL, INC. | n/a | Jan 23, 2013 | May 18, 2020 | no | ST PETERSBURG, FL | Previous registration |
| SCS ASSET MANAGEMENT, INC | State registered | Apr 30, 2009 | Oct 1, 2012 | no | TAMPA, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 23, 2008 | Jan 15, 2009 | no | TAMPA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 7, 2004 | Apr 30, 2008 | no | SAINT PETERSBURG, FL|ST PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RYDER CAPITAL, INC. | BAY CAPITAL, REGISTERED INVESTMENT ADVISOR | May 18, 2020 | May 5, 2020 | -13 | Firm change | Other |
| SCS ASSET MANAGEMENT, INC | RYDER CAPITAL, INC. | Oct 1, 2012 | Jan 23, 2013 | 114 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | SCS ASSET MANAGEMENT, INC | Jan 15, 2009 | Apr 30, 2009 | 105 | Firm change | Ibd to state RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 30, 2008 | May 23, 2008 | 23 | Firm change | Wirehouse to ibd |