RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• R••••• P•••
- S•••••• F•••••••• G••••• L••••• independent RIA currentsince Jun 16, 2023 · Akron, Oh
- C••••• W••••• M••••••••• formerMar 23, 2021 to Oct 20, 2023 · Cleveland, Oh
- A••••••••• L••• otherJul 24, 2019 to Aug 13, 2019 · Cleveland, Oh
- E••••• J•••• national BDJul 22, 2019 to Dec 4, 2020 · Lakewood, Oh
- C••••• W••••• M••••••••• to S•••••• F•••••••• G••••• L•••••left Oct 20, 2023, registered Jun 16, 2023 (-126 days) · RIA to RIA · moved with a team
- E••••• J•••• to A••••••••• L•••left Dec 4, 2020, registered Jul 24, 2019 (-499 days) · Other
- A••••••••• L••• to C••••• W••••• M•••••••••left Aug 13, 2019, registered Mar 23, 2021 (588 days) · Other
- C••••••••• R••••• P••• left C••••• W••••• M••••••••• for S•••••• F•••••••• G••••• L••••• (registered 2023-06-16)Oct 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address