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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

STEPHEN LEE ENOCH

Advisor at INTEGRITY ALLIANCE, LLC

Nashville, TN

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Search this name across graphsid dfx:ria:4be8ea1c-02e1-1761-be5d-38409f9d2445

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 27, 1987
First registration: Jan 22, 2003
Dual registered: yes, broker-dealer
Other names: STEVE ENOCH|STEPHEN LEE ENOCH|STEPHEN LEE ENOCH|STEPHEN L ENOCH
IAPD individual key: 823163

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Nov 3, 2025	n/a	yes	Nashville, TN	Current employment
LION STREET ADVISORS, LLC	Former SEC adviser	Nov 20, 2023	Nov 3, 2025	no	Nashville, TN\|AUSTIN, TX	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Dec 22, 2021	no	BIRMINGHAM, AL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Jan 27, 2016	Jul 17, 2020	no	ATLANTA, GA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Feb 12, 2015	Dec 31, 2015	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
DIVERGENT ASSET ADVISORS, LLC	n/a	Jul 21, 2014	Dec 9, 2014	no	ATLANTA, GA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jan 24, 2012	Oct 24, 2014	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	May 22, 2008	Dec 31, 2011	no	NASHVILLE, TN\|ATLANTA, GA\|BRENTWOOD, TN	Previous registration
GREAT AMERICAN ADVISORS, INC.	Former SEC adviser	May 16, 2007	May 16, 2008	no	GLEN ALLEN, VA\|RICHMOND, VA	Previous registration
VERNON MANAGEMENT GROUP, INCORPORATED	State registered	Jul 28, 2006	Jun 6, 2007	no	RICHM0ND, VA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 22, 2003	Jun 3, 2005	no	ATLANTA , GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LION STREET ADVISORS, LLC	INTEGRITY ALLIANCE, LLC	Nov 3, 2025	Nov 3, 2025	0	Bulk transfer	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	LION STREET ADVISORS, LLC	Dec 22, 2021	Nov 20, 2023	698	Firm change after gap	Ibd to ibd
INVESTACORP ADVISORY SERVICES INC	SECURITIES AMERICA ADVISORS, INC.	Jul 17, 2020	Jul 17, 2020	0	Bulk transfer	Ibd to ibd
NFP ADVISOR SERVICES, LLC	INVESTACORP ADVISORY SERVICES INC	Dec 31, 2015	Jan 27, 2016	27	Firm change	Other
DIVERGENT ASSET ADVISORS, LLC	NFP ADVISOR SERVICES, LLC	Dec 9, 2014	Feb 12, 2015	65	Firm change	Other
NFP ADVISOR SERVICES, LLC	DIVERGENT ASSET ADVISORS, LLC	Oct 24, 2014	Jul 21, 2014	-95	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	NFP ADVISOR SERVICES, LLC	Dec 31, 2011	Jan 24, 2012	24	Firm change	Other
GREAT AMERICAN ADVISORS, INC.	SUNTRUST INVESTMENT SERVICES, INC.	May 16, 2008	May 22, 2008	6	Firm change	Other
VERNON MANAGEMENT GROUP, INCORPORATED	GREAT AMERICAN ADVISORS, INC.	Jun 6, 2007	May 16, 2007	-21	Firm change	Other
EQUITABLE ADVISORS, LLC	VERNON MANAGEMENT GROUP, INCORPORATED	Jun 3, 2005	Jul 28, 2006	420	Firm change after gap	Ibd to state RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42046:109011:GA:2015-12-31	Dec 31, 2015	Jan 27, 2016	ATLANTA, GA	Firm change

Relationships

Registered with (10)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ LION STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 20, 2023 to Nov 3, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Dec 22, 2021factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Jan 27, 2016 to Jul 17, 2020factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Feb 12, 2015 to Dec 31, 2015factForm ADV
→ DIVERGENT ASSET ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 21, 2014 to Dec 9, 2014factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 22, 2008 to Dec 31, 2011factForm ADV
→ GREAT AMERICAN ADVISORS, INC.Registered adviserregistration: previous registration
May 16, 2007 to May 16, 2008factForm ADV
→ VERNON MANAGEMENT GROUP, INCORPORATEDRegistered adviserregistration: previous registration
Jul 28, 2006 to Jun 6, 2007factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 22, 2003 to Jun 3, 2005factForm ADV

Dated events

No dated event names this entity yet.