DFX Intelligence

S••••••• F••••• O•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S••••••• F••••• O•••••

S••••••• LLC, CRD 331394

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bfea469-cad4-8428-978a-4b1b0ef5727b

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 1
Observed: May 10, 2024 to Apr 28, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

S••••••• F••••• O•••••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $259M••• Locked
Discretionary RAUM: $259M
Private client RAUM: $227Mderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $64.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• A•••• C•••••••••	Certified Financial Planner	OVERLAND PARK, KS	2	15	1	no
C•••••• B•••	Certified Financial Planner	OVERLAND PARK, KS	2	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• C••••••	INVESTMENT ADVISER REPRESENTATIVE/OWNER	C	yes	04/2024	May 10, 2024	Nov 6, 2024
C••••••••• J•••• A••••	OWNER/CCO	D	yes	04/2024	May 10, 2024	Nov 6, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$259M	$144M	80.8%	n/a	n/a	8	8	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
K••• P••••• L••	2	Jul 15, 2024	Feb 27, 2026	LEAWOOD, KS	Team lift out	RIA to new firm	4.5%

Relationships

Registered with (4)

← J••• C••••• R••••••Advisorregistration: current employment
Jul 6, 2026 to presentfactForm ADV
← M••••••• R••• B••••Advisorregistration: current employment
Feb 27, 2026 to presentfactForm ADV
← J••• A•••• C•••••••••Advisorregistration: current employment
Jun 19, 2024 to presentfactForm ADV
← C•••••• B•••

Dated events

Occurred
Mar 25, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$116M
Occurred
Jul 15, 2024
Team lift-out
••• Locked
Form ADVobserved 7 days ago
3 advisors
Occurred
May 10, 2024
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bfea469-cad4-8428-978a-4b1b0ef5727b
First observed: May 10, 2024
Last observed: Apr 28, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.