DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• F••••• O•••••
Legal name S••••••• L••
Latest filing Apr 28, 2026
First filing on the tape May 10, 2024 · 8 filings
SEC status approved since Jun 7, 2024
RAUM
$259M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$227M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$64.9M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$259M as of Apr 28, 2026
Mar 25, 2025$144M then
HNW client RAUM$197M as of Apr 28, 2026
Mar 25, 2025$109M then
State-registered IARs (5.B.3)2 as of Apr 28, 2026
Mar 25, 20253 then
Employees (5.A)8 as of Apr 28, 2026
Mar 25, 20258 then
Private funds: no history
RAUM +81% over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $355,846derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +81%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$197M76%
- Charitable organizations$32.8M13%
- Individuals$29.1M11%
- Individual clients
- 81reported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 729reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• A•••• C•••••••••Certified Financial Planner | Overland Park, Ks | Jun 19, 2024 | 15 y | 1 |
| C•••••• B•••Certified Financial Planner | Overland Park, Ks | Jun 19, 2024 | 20 y | 1 |
| M••••••• R••• B••••Certified Financial Planner | Overland Park, Ks | Feb 27, 2026 | 11 y | 3 |
| J••• C••••• R••••••Certified Financial Planner | Overland Park, Ks | Jul 6, 2026 | 12 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••••• R••• B•••• from K••• P••••• L••Feb 27, 2026 · RIA to RIA
- J••• A•••• C••••••••• from K••• P••••• L••Jun 19, 2024 · RIA to a newly registered adviser
- C•••••• B••• from K••• P••••• L••Jun 19, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from K••• P••••• L••Jul 15, 2024 · Leawood, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• C•••••• · Investment Adviser Representative/Ownercontrolsince 04/2024 · owns 25% to 50%
- C••••••••• J•••• A•••• · Owner/Ccocontrolsince 04/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 28, 2026accounts (Item 5.F.2.f) moved from 480.0 to 729.0 (+52.0%) between the annual amendments of 2025-03-25 and 2026-04-28; the peer median change was +5.0% (3687 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 96% percentile
- RAUM up 50 %Change between filings · filing Apr 28, 2026RAUM (Item 5.F) moved from $143,514,631 to $259,411,503 (+81.0%) between the annual amendments of 2025-03-25 and 2026-04-28; the peer median change was +15.0% (4550 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 480 to 729Oct 21, 2025 to Mar 25, 2026
- Advisory employees · 5 to 4Oct 21, 2025 to Mar 25, 2026
- Advisory activities · 4 to 5Oct 21, 2025 to Mar 25, 2026
- HNW clients · 29 to 51Oct 21, 2025 to Mar 25, 2026
- Individual clients · 72 to 81Oct 21, 2025 to Mar 25, 2026
- State-registered IARs · 3 to 2Oct 21, 2025 to Mar 25, 2026
- Discretionary RAUM · $144M to $259MOct 21, 2025 to Mar 25, 2026
- HNW RAUM · $109M to $197MOct 21, 2025 to Mar 25, 2026
- Individual RAUM · $25.7M to $29.1MOct 21, 2025 to Mar 25, 2026
- RAUM · $144M to $259MOct 21, 2025 to Mar 25, 2026
- Accounts · 474 to 480Nov 6, 2024 to Mar 25, 2025
- Advisory employees · 2 to 5Nov 6, 2024 to Mar 25, 2025
- Advisory activities · 3 to 4Nov 6, 2024 to Mar 25, 2025
- HNW clients · 25 to 29Nov 6, 2024 to Mar 25, 2025
- Individual clients · 89 to 72Nov 6, 2024 to Mar 25, 2025
- Employees · 6 to 8Nov 6, 2024 to Mar 25, 2025
- Financial planning clients · 101-250 to 101-250Nov 6, 2024 to Mar 25, 2025
- State-registered IARs · 2 to 3Nov 6, 2024 to Mar 25, 2025
- Discretionary RAUM · $118M to $144MNov 6, 2024 to Mar 25, 2025
- HNW RAUM · $82.2M to $109MNov 6, 2024 to Mar 25, 2025
- Individual RAUM · $24.8M to $25.7MNov 6, 2024 to Mar 25, 2025
- RAUM · $118M to $144MNov 6, 2024 to Mar 25, 2025
- HQ city · LEAWOOD to OVERLAND PARKOct 1, 2024 to Nov 6, 2024
- Accounts · unset to 474.0May 20, 2024 to Oct 1, 2024
- Charity clients · unset to 3.0May 20, 2024 to Oct 1, 2024
- HNW clients · unset to 25.0May 20, 2024 to Oct 1, 2024
- Individual clients · unset to 89.0May 20, 2024 to Oct 1, 2024
- Financial planning clients · 0 to 101-250May 20, 2024 to Oct 1, 2024
- Discretionary RAUM · unset to 118271044.0May 20, 2024 to Oct 1, 2024
- HNW RAUM · unset to 82222625.0May 20, 2024 to Oct 1, 2024
- Individual RAUM · unset to 24827169.0May 20, 2024 to Oct 1, 2024
- Non-discretionary RAUM · unset to 0.0May 20, 2024 to Oct 1, 2024
- RAUM · unset to 118271044.0May 20, 2024 to Oct 1, 2024
Signals
3 dated events
- S••••••• F••••• O••••• reported RAUM $259.4M, up 81% from $143.5M (2025-10-21 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- 3 advisors left K••• P••••• L•• (Leawood, KS) for S••••••• F••••• O••••• on the same dayJul 15, 2024 · Team lift-out · derived
- S••••••• F••••• O••••• filed its initial SEC registration (Form ADV)May 10, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••• F••••• O••••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- hello@story-one.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-544-0005reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-544-0600reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/storyone-family-officereportedpublic record, Form ADV, Sep 18, 2026
- Website
- story-one.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-544-0600reportedpublic record, Form ADV, Apr 28, 2026
- Contact form
- story-one.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- story-one.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026