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RIA / WealthAdvisor19 years in industry

HENRY MANUEL NUNEZ

Advisor at AEGIS CAPITAL CORP.

MELVILLE, NY | BREWSTER, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AEGIS CAPITAL CORP.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 24, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S66|S65
First exam: Jul 24, 2007
First registration: Jul 25, 2007
Dual registered: no
Other names: HENRY NUNEZ|HENRY M NUNEZ
IAPD individual key: 5103136

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AEGIS CAPITAL CORP.	Bd affiliated wealth	Aug 5, 2025	n/a	yes	MELVILLE, NY\|BREWSTER, NY	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jan 10, 2019	Jul 25, 2025	no	SCARSDALE, NY\|Bronx, NY\|Bronxville, NY\|Englewood, NJ\|Mohegan Lake, NY\|Monsey, NY\|New City, NY\|Larchmont, NY	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Apr 18, 2017	May 3, 2018	no	Bronx, NY\|MCLEAN, VA\|SCARSDALE, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 17, 2011	Jan 10, 2014	no	BROOKLYN, NY\|BROOKLYN, NY\|NEW YORK, NY\|BROOKLYN, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 13, 2009	May 17, 2011	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 25, 2007	Jun 24, 2008	no	MIDDLETOWN, NY\|MIDDLETOWN, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	AEGIS CAPITAL CORP.	Jul 25, 2025	Aug 5, 2025	11	Firm change	Ibd to ibd
CAPITAL ONE ADVISORS, LLC	OSAIC INSTITUTIONS, INC.	May 3, 2018	Jan 10, 2019	252	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAPITAL ONE ADVISORS, LLC	Jan 10, 2014	Apr 18, 2017	1,194	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 17, 2011	Jun 17, 2011	31	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Jun 24, 2008	Jul 13, 2009	384	Firm change	Other

Relationships

Registered with (5)

→ AEGIS CAPITAL CORP.Registered adviserregistration: current employment
Aug 5, 2025 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jan 10, 2019 to Jul 25, 2025factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 18, 2017 to May 3, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 17, 2011 to Jan 10, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 13, 2009 to May 17, 2011factForm ADV

Dated events

Occurred
Jul 25, 2025
Advisor changed firm
Henry Manuel Nunez left Osaic Institutions, Inc. for Aegis Capital Corp. (registered 2025-08-05)
Form ADVobserved 4 days ago