RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• M••••• N••••
- A•••• C•••••• C•••• BD affiliated currentsince Aug 5, 2025 · Melville, Ny
- O•••• I••••••••• I••• BD affiliatedJan 10, 2019 to Jul 25, 2025 · Scarsdale, Ny
- C•••••• O•• A•••••••• L•• formerApr 18, 2017 to May 3, 2018 · Bronx, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 17, 2011 to Jan 10, 2014 · Brooklyn, Ny
- C•••• I••••••••• S••••••• C•••• formerJul 13, 2009 to May 17, 2011 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 25, 2007 to Jun 24, 2008 · Middletown, Ny
- O•••• I••••••••• I••• to A•••• C•••••• C••••left Jul 25, 2025, registered Aug 5, 2025 (11 days) · Affiliated broker-dealer or bank to another
- C•••••• O•• A•••••••• L•• to O•••• I••••••••• I•••left May 3, 2018, registered Jan 10, 2019 (252 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• O•• A•••••••• L••left Jan 10, 2014, registered Apr 18, 2017 (1194 days) · Other
- C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 17, 2011, registered Jun 17, 2011 (31 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left Jun 24, 2008, registered Jul 13, 2009 (384 days) · Other
- H•••• M••••• N•••• left O•••• I••••••••• I••• for A•••• C•••••• C•••• (registered 2025-08-05)Jul 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address