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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Jay Caceres

Advisor at J.P. MORGAN SECURITIES LLC

New York, NY

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Search this name across graphsid dfx:ria:4c20de10-48d4-e330-59ef-a113ff953385

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 20, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 19, 2017
First registration: Jan 20, 2017
Dual registered: yes, broker-dealer
Other names: Jay Caceres|Jabian Caceres
IAPD individual key: 6720780

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 20, 2025	n/a	yes	New York, NY	Current employment
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	May 31, 2022	Feb 26, 2025	no	PRINCETON, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 15, 2020	May 4, 2022	no	YARDLEY, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 11, 2019	Oct 27, 2020	no	Philadelphia, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 11, 2019	Oct 27, 2020	no	PHILADELPHIA, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 20, 2017	Mar 26, 2019	no	PENNINGTON, NJ\|WEST TRENTON, NJ\|MERCERVILLE, NJ\|WEST TRENTON, NJ\|PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKROCK INVESTMENT MANAGEMENT, LLC	J.P. MORGAN SECURITIES LLC	Feb 26, 2025	Jun 20, 2025	114	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BLACKROCK INVESTMENT MANAGEMENT, LLC	May 4, 2022	May 31, 2022	27	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 27, 2020	Apr 11, 2019	-565	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 27, 2020	Apr 11, 2019	-565	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 26, 2019	Apr 11, 2019	16	Firm change	Wirehouse to RIA

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 20, 2025 to presentfactForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 31, 2022 to Feb 26, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 15, 2020 to May 4, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 11, 2019 to Oct 27, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 11, 2019 to Oct 27, 2020factForm ADV

Dated events

Occurred
Feb 26, 2025
Advisor changed firm
Jay Caceres left Blackrock Investment Management, Llc for J.P. Morgan Securities Llc (registered 2025-06-20)
Form ADVobserved 4 days ago
Occurred
May 4, 2022
Advisor changed firm
Jay Caceres left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Blackrock Investment Management, Llc (registered 2022-05-31)
Form ADVobserved 4 days ago