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RIA / WealthAdvisorChartered Financial Analyst14 years in industry

Drew Louis Kootman

Advisor at CERITY PARTNERS LLC

SCOTTSDALE, AZ | NEW YORK, NY

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Search this name across graphsid dfx:ria:4c30300d-d261-3183-5a10-446cc1bddc63

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 21, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Feb 21, 2012
First registration: Mar 21, 2012
Dual registered: no
Other names: DREW KOOTMAN
IAPD individual key: 6016341

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Dec 26, 2025	n/a	yes	NEW YORK, NY\|SCOTTSDALE, AZ	Current employment
PETRICHOR ASSET MANAGEMENT LLC	n/a	Jul 11, 2024	Dec 5, 2025	no	Phoenix, AZ	Previous registration
CANOPY WEALTH MANAGEMENT	Independent wealth	Mar 14, 2022	Jun 3, 2025	no	SCOTTSDALE, AZ\|MIDDLETON, WI	Previous registration
CERITY PARTNERS LLC	Independent wealth	Feb 23, 2021	Jan 31, 2022	no	BOSTON, MA\|NEW YORK, NY	Previous registration
BAINCO INTERNATIONAL INVESTORS LLC	Former SEC adviser	Jul 7, 2020	Feb 4, 2021	no	BOSTON, MA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Mar 21, 2012	Jun 9, 2015	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PETRICHOR ASSET MANAGEMENT LLC	CERITY PARTNERS LLC	Dec 5, 2025	Dec 26, 2025	21	Firm change	Other
CANOPY WEALTH MANAGEMENT	PETRICHOR ASSET MANAGEMENT LLC	Jun 3, 2025	Jul 11, 2024	-327	Firm change after gap	Other
CERITY PARTNERS LLC	CANOPY WEALTH MANAGEMENT	Jan 31, 2022	Mar 14, 2022	42	Firm change	RIA to RIA
BAINCO INTERNATIONAL INVESTORS LLC	CERITY PARTNERS LLC	Feb 4, 2021	Feb 23, 2021	19	Firm change	RIA to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	BAINCO INTERNATIONAL INVESTORS LLC	Jun 9, 2015	Jul 7, 2020	1,855	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106053:151559:MA:2021-02-04	Feb 4, 2021	Feb 23, 2021	BOSTON, MA	Firm change

Relationships

Registered with (5)

→ CERITY PARTNERS LLCRegistered adviserregistration: previous registration
Feb 23, 2021 to Jan 31, 2022factForm ADV
→ PETRICHOR ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 11, 2024 to Dec 5, 2025factForm ADV
→ CANOPY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 14, 2022 to Jun 3, 2025factForm ADV
→ BAINCO INTERNATIONAL INVESTORS LLCRegistered adviserregistration: previous registration
Jul 7, 2020 to Feb 4, 2021factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Mar 21, 2012 to Jun 9, 2015factForm ADV

Dated events

Occurred
Dec 5, 2025
Advisor changed firm
Drew Louis Kootman left Petrichor Asset Management Llc for Cerity Partners Llc (registered 2025-12-26)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2025
Advisor changed firm
Drew Louis Kootman left Canopy Wealth Management for Petrichor Asset Management Llc (registered 2024-07-11)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2022
Advisor changed firm
Drew Louis Kootman left Cerity Partners Llc for Canopy Wealth Management (registered 2022-03-14)
Form ADVobserved 6 days ago