M•••• F•••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Laguna Hills, CA | McKinney, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Apr 1, 2026	n/a	yes	McKinney, TX\|Laguna Hills, CA	Current employment
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	May 16, 2025	Mar 31, 2026	no	McKinney, TX\|LAGUNA HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F•••••••• S•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 31, 2026	Apr 1, 2026	1	Firm change	Ibd to ibd
C••••• • C••••••• I•••	P••••••• F•••••••• S•••••••• I•••	May 16, 2025	May 16, 2025

Relationships

Registered with (6)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 16, 2025 to Mar 31, 2026factForm ADV
→ C••••• • C••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2018 to May 16, 2025factForm ADV
→ W•••• F•••• A•••••••

Dated events

Order

Occurred
31 Mar 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 22, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.