DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marco Fragnito
Cambridge Investment Research Advisors, Inc.BD affiliatedLaguna Hills, Ca dual registrantIAPD 2438311
Feed of 09/15/2026
At current firm
0 y
since Apr 1, 2026
In the industry
32 y
since Jan 12, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Apr 1, 2026 · Mckinney, Tx
- Prospera Financial Services, Inc. BD affiliatedMay 16, 2025 to Mar 31, 2026 · Mckinney, Tx
- Cutter & Company, Inc. formerFeb 2, 2018 to May 16, 2025 · Laguna Hills, Ca
- Wells Fargo Advisors wirehouseAug 5, 2010 to Feb 13, 2018 · Laguna Hills, Ca
- Raymond James & Associates, Inc. national BDOct 2, 2006 to Aug 10, 2010 · Newport Beach, Ca
- Wells Fargo Advisors wirehouseMar 22, 2001 to Oct 2, 2006 · Anaheim, Ca
Moves
a registration end followed by a registration begin elsewhere
- Prospera Financial Services, Inc. to Cambridge Investment Research Advisors, Inc.left Mar 31, 2026, registered Apr 1, 2026 (1 days) · Affiliated broker-dealer or bank to another
- Cutter & Company, Inc. to Prospera Financial Services, Inc.left May 16, 2025, registered May 16, 2025 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Cutter & Company, Inc.left Feb 13, 2018, registered Feb 2, 2018 (-11 days) · Other
- Raymond James & Associates, Inc. to Wells Fargo Advisorsleft Aug 10, 2010, registered Aug 5, 2010 (-5 days) · Affiliated broker-dealer or bank to wirehouse
- Wells Fargo Advisors to Raymond James & Associates, Inc.left Oct 2, 2006, registered Oct 2, 2006 (0 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Marco Fragnito left Prospera Financial Services, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2026-04-01)Mar 31, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address