DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
Exton, PA | Bethesda, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 12, 2025 | n/a | yes | Exton, PA|Bethesda, MD | Current employment |
| W•••••• B•••• • C•••••• L••••• | Bd affiliated wealth | Jul 1, 2024 | Jan 8, 2025 | no | DENVER, CO|DENVER, CO|CHICAGO, IL|CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• B•••• • C•••••• L••••• | M•• I•••••••• S•••••••• L•• | Jan 8, 2025 | Feb 12, 2025 | 35 | Firm change | Ibd to ibd |
| R•••• I••••••••• A••••••• | W•••••• B•••• • C•••••• L••••• | Feb 18, 2022 | Apr 8, 2022 |
| W•••••• B•••• • C•••••• L••••• | Bd affiliated wealth | Apr 8, 2022 | Feb 23, 2024 | no | CHICAGO, IL|DENVER, CO|RADNOR, PA | Previous registration |
| R•••• I••••••••• A••••••• | Other adviser | Jul 7, 2020 | Feb 18, 2022 | no | WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Sep 25, 2019 | May 8, 2020 | no | PHILADELPHIA, PA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 7, 2017 | Sep 9, 2019 | no | PHILADELPHIA, PA|WASHINGTON, DC|PHILADELPHIA, PA|PHILADELPHIA, PA|ISELIN, NJ|PHILADELPHIA, PA|COLUMBIA, MD | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 7, 2016 | Dec 15, 2016 | no | Mclean, VA | Previous registration |
| S•• F•••••••• I•• | Former SEC adviser | Mar 19, 2016 | Dec 22, 2017 | no | ROCKVILLE, MD | Previous registration |
| 49 |
| Firm change |
| Other |
| F••••••• P••••••• A•• W•••••••• A••••••• | R•••• I••••••••• A••••••• | May 8, 2020 | Jul 7, 2020 | 60 | Firm change | Ibd to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Sep 9, 2019 | Sep 25, 2019 | 16 | Firm change | Wirehouse to ibd |
| S•• F•••••••• I•• | M••••• S•••••• | Dec 22, 2017 | Jun 7, 2016 | -563 | Firm change after gap | RIA to wirehouse |
| M••••• S•••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Dec 15, 2016 | Aug 7, 2017 | 235 | Firm change | Wirehouse to wirehouse |