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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

CHARLOTTE D CAMPBELL

Advisor at KESTRA ADVISORY SERVICES, LLC

Bellaire, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:4c828823-e649-df67-bf8e-d0e23ed2b19d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 18, 2006
First registration: Sep 18, 2007
Dual registered: yes, broker-dealer
Other names: CHARLOTTE DEZZIA CAMPBELL|CHARLOTTE BURRELL CAMPBELL|CHARLOTTE DEZZIA BURRELL|CHARLOTTE DEZZIA WILLIAMS|CHARLOTTE B CAMPBELL
IAPD individual key: 4220908

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 10, 2024	n/a	yes	Bellaire, TX\|AUSTIN, TX	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2022	Nov 18, 2022	no	NEW ORLEANS, LA	Previous registration
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Jan 15, 2014	Aug 10, 2022	no	DENHAM SPRINGS, LA\|NEW ORLEANS, LA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 7, 2008	Nov 20, 2012	no	HOUSTON, TX\|THE WOODLANDS, TX\|HOUSTON, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 18, 2007	Jan 17, 2008	no	NEW ORLEANS, LA\|NEW ORLEANS, LA\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	KESTRA ADVISORY SERVICES, LLC	Nov 18, 2022	Apr 10, 2024	509	Firm change after gap	Ibd to ibd
HANCOCK WHITNEY INVESTMENT SERVICES INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2022	Aug 10, 2022	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Nov 20, 2012	Jan 15, 2014	421	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 17, 2008	Mar 7, 2008	50	Firm change	Other

Relationships

Registered with (5)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Apr 10, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 10, 2022 to Nov 18, 2022factForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Jan 15, 2014 to Aug 10, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 7, 2008 to Nov 20, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 18, 2007 to Jan 17, 2008factForm ADV

Dated events

Occurred
Nov 18, 2022
Advisor changed firm
Charlotte D Campbell left Cetera Investment Advisers Llc for Kestra Advisory Services, Llc (registered 2024-04-10)
Form ADVobserved 4 days ago