DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 104692
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GEORGE WALTER HOSFIELD | Chartered Financial Analyst | PORTLAND, OR | 34 | 43 | n/a | no |
| DEAN MILAN DORDEVIC | n/a | PORTLAND, OR | 32 | 42 | n/a | no |
| STEVEN JAMES HOLWERDA | Chartered Financial Analyst | PORTLAND, OR | 28 | 37 | n/a | no |
| RALPH WILLARD COLE | Chartered Financial Analyst | PORTLAND, OR | 26 | 34 | n/a | no |
| JASON DAVID NORRIS | Chartered Financial Analyst | PORTLAND, OR | 23 | 25 | n/a | no |
| JAMES ANTHONY COATS | n/a | PORTLAND, OR | 20 | 20 | n/a | no |
| NATHAN MILLER AYOTTE | Certified Financial Planner | PORTLAND, OR | 18 | 26 | n/a | no |
| BRADLEY HUNTER HOULE | Chartered Financial Analyst | PORTLAND, OR | 13 | 35 | 2 | no |
| JOSHUA D FRANKEL | Certified Financial Planner | PORTLAND, OR | 13 | 17 | 2 | no |
| SCOTT WILLIAM CHRISTIANSON | Certified Financial Planner | PORTLAND, OR | 12 | 18 | n/a | no |
| BLAINE GROVE DICKASON | n/a | PORTLAND, OR | 7 | 28 | n/a | no |
| SAMANTHA LEE PAHLOW | n/a | PORTLAND, OR | 7 | 10 | 1 | no |
| CHARISSA EILLEEN ANDERSON | Certified Financial Planner | PORTLAND, OR | 7 | 20 | 3 | no |
| PETER DAVIS JONES | Chartered Financial Analyst | PORTLAND, OR | 7 | 13 | 1 | no |
| CHRISTOPHER PAUL BIXBY | Certified Financial Planner | PORTLAND, OR | 5 | 27 | 4 | no |
| NATHAN JAMES PUTNAM | n/a | PORTLAND, OR | 4 | 13 | 1 | no |
| Joseph Paul Herrle | Chartered Financial Analyst | PORTLAND, OR | 4 | 11 | n/a | no |
| ALEX MITCHELL HARDING | Chartered Financial Analyst | PORTLAND, OR | 4 | 12 | 2 | no |
| CASIA LEIGH CHAPPELL | Certified Financial Planner | PORTLAND, OR | 3 | 15 | 1 | no |
| Brett Patrick Norris | Certified Financial Planner | PORTLAND, OR | 3 | 10 | 2 | no |
| TYLER P CONROY | Certified Financial Planner | PORTLAND, OR | 3 | 10 | 2 | no |
| KRYSTAL NIMEH DAIBES | Chartered Financial Analyst | PORTLAND, OR | 2 | 10 | n/a | no |
| MARY ELIZABETH LAGO | n/a | PORTLAND, OR | 1 | 18 | 1 | no |
| TARI L KINATEDER | n/a | PORTLAND, OR | 1 | 19 | 2 | no |
| TAMARA ANNE OGLESBY | n/a | PORTLAND, OR | 0 | 20 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AYOTTE, NATHAN, MILLER | Principal | A | yes | 12/2021 | Jun 9, 2026 | Jun 9, 2026 |
| COLE, RALPH, WILLARD | Director | A | yes | 01/2018 | Jun 9, 2026 | Jun 9, 2026 |
| DORDEVIC, DEAN, MILAN | Principal | A | yes | 01/1997 | Jun 9, 2026 | Jun 9, 2026 |
| FRANKEL, JOSHUA, D | Director | A | yes | 02/2024 | Jun 9, 2026 | Jun 9, 2026 |
| HOSFIELD, GEORGE, WALTER | CHIEF INVESTMENT OFFICER - DIRECTOR | B | yes | 01/2003 | Jun 9, 2026 | Jun 9, 2026 |
| HOULE, BRADLEY, HUNTER | Principal | A | yes | 12/2021 | Jun 9, 2026 | Jun 9, 2026 |
| KINATEDER, TARI, L | Principal | A | yes | 12/2021 | Jun 9, 2026 | Jun 9, 2026 |
| LAGO, MARY, ELIZABETH | Principal | A | yes | 12/2021 | Jun 9, 2026 | Jun 9, 2026 |
| NORRIS, JASON, DAVID | Director | A | yes | 02/2024 | Jun 9, 2026 | Jun 9, 2026 |
| HOLWERDA, STEVEN, JAMES | MANAGING DIRECTOR | B | yes | 01/1997 | Mar 29, 2012 | Dec 23, 2024 |
| KOVER, EZRA, W | CHIEF COMPLIANCE OFFICER | Na | no | 09/2021 | Jun 9, 2026 | Jun 9, 2026 |
| KRALJ, MARK, JOSEPH | Shareholder | A | no | 12/2019 | Mar 29, 2012 | Dec 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WEST BEARING INVESTMENTS | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Bellevue | Wa | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $11B | $11B | 68 | 31 | 1 | n/a | n/a |
| 2024 | Apr 17, 2025 | $9.0B | $9.0B | 63 | 27 | 1 | n/a | n/a |
| 2023 | Mar 25, 2024 | $8.4B | $8.4B | 60 | 26 | 1 | n/a | n/a |
| 2022 | Mar 27, 2023 | $7.1B | $7.1B | 55 | 25 | 1 | n/a | n/a |
| 2021 | Mar 11, 2022 | $8.2B | $8.2B | 57 | 29 | 1 | n/a | n/a |
| 2020 | Mar 22, 2021 | $6.9B | $6.9B | 49 | 25 | 0 | n/a | n/a |
| 2019 | Mar 24, 2020 | $6.0B | $6.0B | 51 | 26 | 0 | n/a | n/a |
| 2018 | Mar 22, 2019 | $5.0B | $5.0B | 48 | 24 | 0 | n/a | n/a |
| 2017 | Mar 21, 2018 | $5.2B | $5.2B | 47 | 23 | 0 | n/a | n/a |
| 2016 | Mar 6, 2017 | $4.6B | $4.6B | 46 | 22 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $4.3B | $4.3B | 44 | 21 | n/a | n/a | n/a |
| 2014 | Mar 20, 2015 | $4.2B | $4.2B | 43 | 20 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $3.8B | $3.8B | 41 | 20 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $3.2B | $3.2B | 39 | 16 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $2.9B | $2.9B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 3.7% | 0 | 0 | 0 | 4 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $11B | $9.0B | 18.6% | $7.1B | 14.3% | 68 | 63 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| GREAT NORTHERN ASSET MANAGEMENT, LLC | 2 | Jan 9, 2026 | Mar 25, 2026 | VANCOUVER, WA | Team lift out | RIA to RIA | 100.0% |