DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ferguson Wellman Capital Management, Inc.
Latest filing Jun 9, 2026
First filing on the tape Mar 29, 2012 · 27 filings
SEC status approved since Dec 1, 1975
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
74%
$7.9B individuals and HNW
Advisors
27
registered through the firm on IAPD
RAUM per advisor
$395M
derived; firm RAUM over IAPD count
Employees
68
31 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$11B as of Jun 9, 2026
Mar 29, 2012$2.9B then
HNW client RAUM$7.9B as of Jun 9, 2026
Mar 21, 2018$3.5B then
State-registered IARs (5.B.3)27 as of Jun 9, 2026
Mar 28, 201315 then
Employees (5.A)68 as of Jun 9, 2026
Mar 28, 201339 then
Private funds: no history
RAUM +19% over the last fiscal year+14% a year over threeIARs 26 to 27
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
- RAUM per advisor
- $395MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.1MderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 13.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.8%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $2.4B, 254 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$7.9B74%
- Pension and profit-sharing plans$1.2B11%
- Charitable organizations$972M9.1%
- Corporations and businesses$608M5.7%
- Individuals$49.2M0.5%
- Individual clients
- 86reported
- HNW clients
- 865reported
- Pension plan clients
- 38reported
- Charitable clients
- 58reported
- Accounts
- 4,763reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $9.7M managedreported
- Custody of client assets
- $2.4B for 254 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.74 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
27 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| George Walter HosfieldChartered Financial Analyst | Portland, Or | Nov 29, 1991 | 43 y | 0 |
| Dean Milan Dordevic | Portland, Or | Apr 29, 1994 | 42 y | 0 |
| Steven James HolwerdaChartered Financial Analyst | Portland, Or | Dec 15, 1997 | 37 y | 0 |
| Ralph Willard ColeChartered Financial Analyst | Portland, Or | Dec 9, 1999 | 34 y | 0 |
| Jason David NorrisChartered Financial Analyst | Portland, Or | Apr 3, 2003 | 25 y | 0 |
| James Anthony Coats | Portland, Or | May 17, 2006 | 20 y | 0 |
| Nathan Miller AyotteCertified Financial Planner | Portland, Or | Aug 5, 2008 | 26 y | 0 |
| Bradley Hunter HouleChartered Financial Analyst | Portland, Or | Mar 27, 2013 | 35 y | 2 |
| Joshua D FrankelCertified Financial Planner | Portland, Or | Jul 16, 2013 | 17 y | 2 |
| Scott William ChristiansonCertified Financial Planner | Portland, Or | Mar 31, 2014 | 18 y | 0 |
| Blaine Grove Dickason | Portland, Or | Dec 22, 2018 | 28 y | 0 |
| Samantha Lee Pahlow | Portland, Or | Jan 14, 2019 | 10 y | 1 |
| Charissa Eilleen AndersonCertified Financial Planner | Portland, Or | Jul 4, 2019 | 20 y | 3 |
| Peter Davis JonesChartered Financial Analyst | Portland, Or | Jul 4, 2019 | 13 y | 1 |
| Christopher Paul BixbyCertified Financial Planner | Portland, Or | Aug 2, 2021 | 27 y | 4 |
| Nathan James Putnam | Portland, Or | Nov 22, 2021 | 13 y | 1 |
| Joseph Paul HerrleChartered Financial Analyst | Portland, Or | Mar 29, 2022 | 11 y | 0 |
| Alex Mitchell HardingChartered Financial Analyst | Portland, Or | Apr 12, 2022 | 12 y | 2 |
| Casia Leigh ChappellCertified Financial Planner | Portland, Or | Jan 24, 2023 | 15 y | 1 |
| Brett Patrick NorrisCertified Financial Planner | Portland, Or | Apr 5, 2023 | 10 y | 2 |
| Tyler P ConroyCertified Financial Planner | Portland, Or | Apr 10, 2023 | 10 y | 2 |
| Krystal Nimeh DaibesChartered Financial Analyst | Portland, Or | Feb 29, 2024 | 10 y | 0 |
| Mary Elizabeth Lago | Portland, Or | Jan 1, 2025 | 18 y | 1 |
| Tari L Kinateder | Portland, Or | Jan 3, 2025 | 19 y | 2 |
| Tamara Anne Oglesby | Portland, Or | Jan 23, 2026 | 20 y | 1 |
| Sheri Marie Sanders | Portland, Or | Mar 25, 2026 | 15 y | 3 |
| Reilly Louise BloodCertified Financial Planner | Portland, Or | Apr 24, 2026 | 10 y | 0 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 3.7% of current headcount1 left over 36 months
Left, latest
- Jacqueline Thompson to Allium Financial Advisors, LLCApr 8, 2026 · RIA to RIA
- Matthew Stewart Sampson to Arnerich Massena, Inc.Nov 16, 2022 · RIA to RIA
Joined, latest
- Sheri Marie Sanders from Great Northern Asset Management, LLCMar 25, 2026 · RIA to RIA
- Tamara Anne Oglesby from Great Northern Asset Management, LLCJan 23, 2026 · RIA to RIA
- Tari L Kinateder from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 3, 2025 · Wirehouse to independent RIA
- Mary Elizabeth Lago from U.S. Bancorp Advisors, LLCJan 1, 2025 · Other
- Tyler P Conroy from Aldrich Wealth LPApr 10, 2023 · RIA to RIA
- Brett Patrick Norris from Keen Wealth AdvisorsApr 5, 2023 · RIA to RIA
- Casia Leigh Chappell from Sapient Private Wealth Management, LLCJan 24, 2023 · RIA to RIA
- Alex Mitchell Harding from Tru Independence Asset Management, LLCApr 12, 2022 · Other
- Nathan James Putnam from Advice And Planning ServicesNov 22, 2021 · Affiliated broker-dealer or bank to independent RIA
- Christopher Paul Bixby from MarinerAug 2, 2021 · Affiliated broker-dealer or bank to independent RIA
- Matthew Stewart Sampson from Brighton Jones LLCJun 23, 2021 · RIA to RIA
- Peter Davis Jones from UBS Financial Services Inc.Jul 4, 2019 · Wirehouse to independent RIA
- Charissa Eilleen Anderson from Steward Partners Investment Solutions, LLCJul 4, 2019 · Other
- Samantha Lee Pahlow from Wells Fargo AdvisorsJan 14, 2019 · Wirehouse to independent RIA
- Joshua D Frankel from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 16, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Great Northern Asset Management, LLCJan 9, 2026 · Vancouver, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Miller Nathan Ayotte · Principalcontrolsince 12/2021 · owns 5% to 10%
- Willard Ralph Cole · Directorcontrolsince 01/2018 · owns 5% to 10%
- Milan Dean Dordevic · Principalcontrolsince 01/1997 · owns 5% to 10%
- D Joshua Frankel · Directorcontrolsince 02/2024 · owns 5% to 10%
- James Steven Holwerda · Managing Directorcontrolsince 01/1997 · owns 10% to 25%
- Walter George Hosfield · Chief Investment Officer - Directorcontrolsince 01/2003 · owns 10% to 25%
- Hunter Bradley Houle · Principalcontrolsince 12/2021 · owns 5% to 10%
- L Tari Kinateder · Principalcontrolsince 12/2021 · owns 5% to 10%
- Elizabeth Mary Lago · Principalcontrolsince 12/2021 · owns 5% to 10%
- David Jason Norris · Directorcontrolsince 02/2024 · owns 5% to 10%
- W Ezra Kover · Chief Compliance Officersince 09/2021 · owns less than 5%
- Joseph Mark Kralj · Shareholdersince 12/2019 · owns 5% to 10%
Related persons
Schedule D 7.A
- West Bearing Investmentsinvestment advisery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 27 | 3 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Bellevue, WA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 9, 2026HOLWERDA, STEVEN, JAMES (MANAGING DIRECTOR) left Schedule A between the filings of 2022-03-18 and 2026-06-09peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 4,418 to 4,763Apr 17, 2025 to Mar 27, 2026
- Advisory employees · 27 to 31Apr 17, 2025 to Mar 27, 2026
- Charity clients · 61 to 58Apr 17, 2025 to Mar 27, 2026
- Corporate clients · 28 to 38Apr 17, 2025 to Mar 27, 2026
- HNW clients · 812 to 865Apr 17, 2025 to Mar 27, 2026
- Individual clients · 92 to 86Apr 17, 2025 to Mar 27, 2026
- Pension plan clients · 33 to 38Apr 17, 2025 to Mar 27, 2026
- Assets in custody · $2.4B to $2.4BApr 17, 2025 to Mar 27, 2026
- Employees · 63 to 68Apr 17, 2025 to Mar 27, 2026
- State-registered IARs · 26 to 27Apr 17, 2025 to Mar 27, 2026
- Discretionary RAUM · $9.0B to $11BApr 17, 2025 to Mar 27, 2026
- HNW RAUM · $6.8B to $7.9BApr 17, 2025 to Mar 27, 2026
- Individual RAUM · $54.3M to $49.2MApr 17, 2025 to Mar 27, 2026
- Pension RAUM · $970M to $1.2BApr 17, 2025 to Mar 27, 2026
- RAUM · $9.0B to $11BApr 17, 2025 to Mar 27, 2026
- Wrap assets (manager) · $8.8M to $9.7MApr 17, 2025 to Mar 27, 2026
- Accounts · 4,068 to 4,418Dec 23, 2024 to Apr 17, 2025
- Advisory employees · 26 to 27Dec 23, 2024 to Apr 17, 2025
- Charity clients · 60 to 61Dec 23, 2024 to Apr 17, 2025
- Corporate clients · 61 to 28Dec 23, 2024 to Apr 17, 2025
- HNW clients · 721 to 812Dec 23, 2024 to Apr 17, 2025
- Individual clients · 99 to 92Dec 23, 2024 to Apr 17, 2025
- Pension plan clients · 49 to 33Dec 23, 2024 to Apr 17, 2025
- Assets in custody · $1.9B to $2.4BDec 23, 2024 to Apr 17, 2025
- Employees · 60 to 63Dec 23, 2024 to Apr 17, 2025
- Financial planning clients · 101-250 to 101-250Dec 23, 2024 to Apr 17, 2025
- State-registered IARs · 25 to 26Dec 23, 2024 to Apr 17, 2025
- Discretionary RAUM · $8.4B to $9.0BDec 23, 2024 to Apr 17, 2025
- HNW RAUM · $5.1B to $6.8BDec 23, 2024 to Apr 17, 2025
- Individual RAUM · $60.1M to $54.3MDec 23, 2024 to Apr 17, 2025
- Pension RAUM · $1.3B to $970MDec 23, 2024 to Apr 17, 2025
- RAUM · $8.4B to $9.0BDec 23, 2024 to Apr 17, 2025
- Wrap assets (manager) · $8.0M to $8.8MDec 23, 2024 to Apr 17, 2025
- Accounts · 3,808 to 4,068Mar 27, 2023 to Mar 25, 2024
- Advisory employees · 25 to 26Mar 27, 2023 to Mar 25, 2024
- Charity clients · 58 to 60Mar 27, 2023 to Mar 25, 2024
- Corporate clients · 49 to 61Mar 27, 2023 to Mar 25, 2024
- HNW clients · 668 to 721Mar 27, 2023 to Mar 25, 2024
- Individual clients · 116 to 99Mar 27, 2023 to Mar 25, 2024
- Pension plan clients · 52 to 49Mar 27, 2023 to Mar 25, 2024
Signals
5 dated events
- Jacqueline Thompson left Ferguson Wellman Capital Management, Inc. for Allium Financial Advisors, Llc (registered 2026-04-21)Apr 8, 2026 · Advisor changed firm · fact
- 2 advisors left Great Northern Asset Management, LLC (Vancouver, WA) for Ferguson Wellman Capital Management, Inc. on the same dayJan 9, 2026 · Team lift-out · derived
- Matthew Stewart Sampson left Ferguson Wellman Capital Management, Inc. for Arnerich Massena, Inc. (registered 2023-04-03)Nov 16, 2022 · Advisor changed firm · fact
- Harold James Rudd (Chief Executive Officer) no longer on Schedule A of Ferguson Wellman Capital Management, Inc. (listed 2021-01-22, absent 2021-03-22)Mar 22, 2021 · Control person left · inference
- Willard Ralph Cole (Director) appeared on Schedule A of Ferguson Wellman Capital Management, Inc.Mar 24, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Ferguson Wellman Capital Management, Inc. · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/FERGUSON-WELLMAN-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- westbearinginvest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-226-1444reportedpublic record, Form ADV, Jun 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $395Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026