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Advisor at FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. | Independent wealth | Aug 2, 2021 | n/a | yes | PORTLAND, OR | Current employment |
| Mariner | Bd affiliated wealth | May 10, 2019 | Jul 28, 2021 | no | BELLEVUE, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 8, 2016 | Apr 22, 2019 | no | SEATTLE, WA|NEW YORK, NY|SEATTLE, WA|BOSTON, MA|NEW YORK, NY | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 1, 2005 | Oct 13, 2009 | no | WILLISTON, VT | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jul 22, 1999 | Jun 1, 2005 | no | WILISTON, VT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. | Jul 28, 2021 | Aug 2, 2021 | 5 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mariner | Apr 22, 2019 | May 10, 2019 | 18 | Firm change | Wirehouse to ibd |
| COMMONWEALTH FINANCIAL NETWORK | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 13, 2009 | Jul 8, 2016 | 2,460 | Firm change after gap | Ibd to wirehouse |
| AVANTAX ADVISORY SERVICES | COMMONWEALTH FINANCIAL NETWORK | Jun 1, 2005 | Jun 1, 2005 | 0 | Firm change | Other |