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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

TROY VICTOR HUNSUCKER

Advisor at PEAKS INVESTMENT MANAGEMENT

CHEYENNE, WY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEAKS INVESTMENT MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 14, 2003
First registration: Jul 15, 2003
Dual registered: yes, broker-dealer
Other names: TROY HUNSUCKER
IAPD individual key: 4661579

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEAKS INVESTMENT MANAGEMENT	State registered	May 25, 2024	n/a	yes	CHEYENNE, WY	Current employment
TETON PEAKS ADVISORS LLC	n/a	Jan 25, 2021	Dec 31, 2024	no	CHEYENNE, WY	Previous registration
Spc	Bd affiliated wealth	Oct 17, 2014	Jan 14, 2021	no	LAKEWOOD, CO\|ANN ARBOR, MI\|Arvada, CO	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Oct 6, 2008	Oct 17, 2014	no	SCOTTSDALE, AZ\|GREENWOOD VILLAGE, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 31, 2006	Aug 19, 2008	no	GREENWOOD VILLAGE, CO\|CASPER, WY	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 2, 2005	Aug 21, 2006	no	CENTENNIAL, CO\|CENTENNIAL, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 15, 2003	Apr 6, 2005	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TETON PEAKS ADVISORS LLC	PEAKS INVESTMENT MANAGEMENT	Dec 31, 2024	May 25, 2024	-220	Firm change after gap	Other
Spc	TETON PEAKS ADVISORS LLC	Jan 14, 2021	Jan 25, 2021	11	Firm change	Other
FIRST FINANCIAL EQUITY CORPORATION	Spc	Oct 17, 2014	Oct 17, 2014	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIRST FINANCIAL EQUITY CORPORATION	Aug 19, 2008	Oct 6, 2008	48	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 21, 2006	Aug 31, 2006	10	Firm change	Other
EQUITABLE ADVISORS, LLC	MORGAN STANLEY DW INC.	Apr 6, 2005	Jun 2, 2005	57	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
312502:330144:WY:2024-12-31	Dec 31, 2024	May 25, 2024	CHEYENNE, WY	Firm change after gap

Relationships

Registered with (7)

→ PEAKS INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
May 25, 2024 to presentfactForm ADV
→ TETON PEAKS ADVISORS LLCRegistered adviserregistration: previous registration
Jan 25, 2021 to Dec 31, 2024factForm ADV
→ SPCRegistered adviserregistration: previous registration
Oct 17, 2014 to Jan 14, 2021factForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Oct 6, 2008 to Oct 17, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 31, 2006 to Aug 19, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 2, 2005 to Aug 21, 2006factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 15, 2003 to Apr 6, 2005factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Troy Victor Hunsucker left Teton Peaks Advisors Llc for Peaks Investment Management (registered 2024-05-25)
Form ADVobserved 4 days ago