DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••• V••••• H••••••••

P•••• I••••••••• M•••••••••state registeredCheyenne, Wydual registrantIAPD 4661579

Feed of 09/14/2026

Also filed as T••• H••••••••

At current firm

2 y

since May 25, 2024

In the industry

23 y

since Jul 14, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••• I••••••••• M••••••••• state registered current
since May 25, 2024 · Cheyenne, Wy
T•••• P•••• A••••••• L•• unclassified
Jan 25, 2021 to Dec 31, 2024 · Cheyenne, Wy
S•• BD affiliated
Oct 17, 2014 to Jan 14, 2021 · Lakewood, Co
F•••• F•••••••• E••••• C••••••••• former
Oct 6, 2008 to Oct 17, 2014 · Scottsdale, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 31, 2006 to Aug 19, 2008 · Greenwood Village, Co
M••••• S•••••• D• I••• unclassified
Jun 2, 2005 to Aug 21, 2006 · Centennial, Co
E•••••••• A•••••••• L•• national BD
Jul 15, 2003 to Apr 6, 2005 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

T•••• P•••• A••••••• L•• to P•••• I••••••••• M•••••••••
left Dec 31, 2024, registered May 25, 2024 (-220 days) · Other · moved with a team
S•• to T•••• P•••• A••••••• L••
left Jan 14, 2021, registered Jan 25, 2021 (11 days) · Other
F•••• F•••••••• E••••• C••••••••• to S••
left Oct 17, 2014, registered Oct 17, 2014 (0 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• F•••••••• E••••• C•••••••••
left Aug 19, 2008, registered Oct 6, 2008 (48 days) · Other
M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 21, 2006, registered Aug 31, 2006 (10 days) · Other
E•••••••• A•••••••• L•• to M••••• S•••••• D• I•••
left Apr 6, 2005, registered Jun 2, 2005 (57 days) · Other

Signals

T••• V••••• H•••••••• left T•••• P•••• A••••••• L•• for P•••• I••••••••• M••••••••• (registered 2024-05-25)
Dec 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address