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Advisor at STRATEGIC WEALTH INVESTMENT GROUP, LLC
LOUISVILLE, KY | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH INVESTMENT GROUP, LLC | Independent wealth | May 31, 2022 | n/a | yes | LOUISVILLE, KY|Dallas, TX | Current employment |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | May 30, 2018 | Oct 23, 2018 | no | Colorado Springs, CO|Glen Allen, VA|SARASOTA, FL | Previous registration |
| WEALTHREMEDY, LLC | n/a | May 4, 2017 | Dec 31, 2017 | no | RICHMOND, VA | Previous registration |
| TOWER SQUARE SECURITIES, INC. | Former SEC adviser | Oct 8, 2004 | Jan 6, 2010 | no | MIDLOTHIAN, VA|RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | STRATEGIC WEALTH INVESTMENT GROUP, LLC | Oct 23, 2018 | May 31, 2022 | 1,316 | Firm change after gap | Ibd to RIA |
| WEALTHREMEDY, LLC | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Dec 31, 2017 | May 30, 2018 | 150 | Firm change | Other |
| TOWER SQUARE SECURITIES, INC. | WEALTHREMEDY, LLC | Jan 6, 2010 | May 4, 2017 | 2,675 | Firm change after gap | Other |