DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• S••••••• N••••••
ATLANTA, GA | Patchogue, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• S••••••• N•••••• | Independent wealth | Sep 1, 2026 | n/a | yes | Patchogue, NY|ATLANTA, GA | Current employment |
| O•••• A••••••• S•••••••• L•• | Bd affiliated wealth | Oct 12, 2024 | Sep 3, 2026 | no | PATCHOGUE, NY|ATLANTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• A••••••• S•••••••• L•• | A••••••• S••••••• N•••••• | Sep 3, 2026 | Sep 1, 2026 | -2 | Firm change | Ibd to RIA |
| A••••••• P••••••••• A•••••••• I•• | O•••• W•••••• I••• | Oct 11, 2024 | Oct 11, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:171070:AZ:2024-10-11 | Oct 11, 2024 | Oct 12, 2024 | SCOTTSDALE, AZ | Firm change |
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 11, 2024 | Oct 11, 2024 | no | SCOTTSDALE, AZ|PATCHOGUE, NY | Previous registration |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Aug 3, 2004 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| O•••• W•••••• I••• | O•••• A••••••• S•••••••• L•• | Oct 11, 2024 | Oct 12, 2024 | 1 | Firm change | Ibd to ibd |