DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
SPRINGFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jul 26, 2024 | n/a | yes | SPRINGFIELD, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Jul 30, 2024 | no | SPRINGFIELD, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 16, 2009 | no | SPRINGFIELD, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 2, 2004 | Jun 1, 2009 | no | SPRINGFIELD, IL|SPRINGFIELD, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Apr 9, 2003 | Dec 3, 2004 | no | SPRINGFIELD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jul 30, 2024 | Jul 26, 2024 | -4 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 16, 2009 | Oct 23, 2009 | -24 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | CITIGROUP GLOBAL MARKETS INC. | Dec 3, 2004 | Dec 2, 2004 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:IL:2024-07-30 | Jul 30, 2024 | Jul 26, 2024 | SPRINGFIELD, IL | Firm change |