DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• H•• N•••••

M••••• S••••••wirehouseSpringfield, Ildual registrantIAPD 1159639

Feed of 09/14/2026

Also filed as Christopher H Noonan

At current firm

2 y

since Jul 26, 2024

In the industry

25 y

since Oct 5, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jul 26, 2024 · Springfield, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Jul 30, 2024 · Springfield, Il
M••••• S•••••• wirehouse
Jun 1, 2009 to Nov 16, 2009 · Springfield, Il
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 2, 2004 to Jun 1, 2009 · Springfield, Il
M••••• S•••••• D• I••• unclassified
Apr 9, 2003 to Dec 3, 2004 · Springfield, Il

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Jul 30, 2024, registered Jul 26, 2024 (-4 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 16, 2009, registered Oct 23, 2009 (-24 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••
left Dec 3, 2004, registered Dec 2, 2004 (-1 days) · Other

Signals

C••••••••• H•• N••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2024-07-26)
Jul 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address