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J•••• M• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J•••• M• F••

Advisor at F•••••••• • T•• A••••••••• L••

ST. LOUIS, MO | Chicago, IL

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Search this name across graphsid dfx:ria:4d2458bf-2fea-87bc-ab89-840b5c81093e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Jun 20, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• • T•• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• • T•• A••••••••• L••	Independent wealth	Aug 14, 2025	n/a	yes	ST. LOUIS, MO\|Chicago, IL	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Jul 11, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	F•••••••• • T•• A••••••••• L••	Jul 11, 2025	Aug 14, 2025	34	Firm change	Ibd to RIA
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024

Relationships

Registered with (10)

→ F•••••••• • T•• A••••••••• L••Registered adviserregistration: current employment
Aug 14, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Jul 11, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Apr 30, 2024 to Nov 14, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jul 11, 2025
Advisor changed firm
J•••• M• F•• left L•• E••••••••• L•• for F•••••••• • T•• A••••••••• L•• (registered 2025-08-14)
Form ADVobserved 7 days ago
Occurred
Apr 18, 2024
Advisor changed firm
J•••• M• F•• left M••••• S•••••• for P•••• S••••••••• L•• (registered 2024-04-30)
Form ADVobserved 7 days ago
Occurred
May 2, 2022
Advisor changed firm
J•••• M• F•• left F•••• T•••• S••••••••• I••• for E•••••• C•••••• M••••••••• L•• (registered 2022-06-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d2458bf-2fea-87bc-ab89-840b5c81093e
First observed: Jun 20, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.