S••••• G••••••

Advisor at N•••••• A•••••••

Dedham, MA | NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d319cd1-4262-344d-26c6-3b1002405177

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Aug 16, 2023	n/a	yes	Dedham, MA\|NEW ORLEANS, LA	Current employment
S••••• W•••••	Mixed wealth	Feb 11, 2019	Jun 12, 2023	no	WELLESLEY, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W•••••	N•••••• A•••••••	Jun 12, 2023	Aug 16, 2023	65	Firm change	RIA to ibd
M••••• S••••••	S••••• W•••••	Nov 26, 2018	Feb 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
299178:171351:MA:2023-06-12	Jun 12, 2023	Aug 16, 2023	WELLESLEY, MA	Firm change

Relationships

Registered with (5)

→ N•••••• A•••••••Registered adviserregistration: current employment
Aug 16, 2023 to presentfactForm ADV
→ S••••• W•••••Registered adviserregistration: previous registration
Feb 11, 2019 to Jun 12, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 27, 2018 to Nov 26, 2018factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Jun 12, 2023
Advisor changed firm
S••••• G•••••• left S••••• W••••• for N•••••• A••••••• (registered 2023-08-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d319cd1-4262-344d-26c6-3b1002405177
First observed: Jun 21, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.