DFX Intelligence

N••• P••••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

N••• P••••••• T•••••

Advisor at A••••• A•• P••••••• S•••••••

HOUSTON, TX | Houston, TX

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Search this name across graphsid dfx:ria:4d35c309-39fe-d5cb-ee5b-f0b4c055829f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Apr 29, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Aug 26, 2026	n/a	yes	HOUSTON, TX\|Houston, TX	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Nov 26, 2024	Jul 23, 2026	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	A••••• A•• P••••••• S•••••••	Jul 23, 2026	Aug 26, 2026	34	Firm change	Ibd to ibd
M•• I•••••••• S•••••••• L••	V•••• F•••••••• A•••••••• I•••	Jun 14, 2024	Nov 26, 2024

Relationships

Registered with (8)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Aug 26, 2026 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 26, 2024 to Jul 23, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 11, 2022 to Jun 14, 2024factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Jul 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d35c309-39fe-d5cb-ee5b-f0b4c055829f
First observed: Apr 29, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.