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B•••• P• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

B•••• P• K•••••

Advisor at F•••• T•••• S••••••••• I•••

Alpharetta, GA | LAKEWOOD, CO

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Search this name across graphsid dfx:ria:4d443cd9-091e-2133-7ff6-ba3c90f4991b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Aug 8, 2025	n/a	yes	Alpharetta, GA\|LAKEWOOD, CO	Current employment
B••••••• I••••••••• S•••••••• I••• •••••	Former SEC adviser	Aug 2, 2022	Aug 24, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• I••••••••• S•••••••• I••• •••••	F•••• T•••• S••••••••• I•••	Aug 24, 2023	Aug 8, 2025	715	Firm change after gap	Ibd to ibd
S••••••••• I••••••••• C••••••• L•••	B••••••• I••••••••• S•••••••• I••• •••••	Mar 31, 2015

Relationships

Registered with (4)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: current employment
Aug 8, 2025 to presentfactForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Aug 2, 2022 to Aug 24, 2023factForm ADV
→ S••••••••• I••••••••• C••••••• L•••Registered adviserregistration: previous registration
Nov 24, 2008 to Mar 31, 2015factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Aug 24, 2023
Advisor changed firm
B•••• P• K••••• left B••••••• I••••••••• S•••••••• I••• ••••• for F•••• T•••• S••••••••• I••• (registered 2025-08-08)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d443cd9-091e-2133-7ff6-ba3c90f4991b
First observed: Dec 9, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.