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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

SYNTRINSIC INVESTMENT COUNSEL, LLC.

CRD 147978

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f328953c-49af-35c3-1aeb-bb8a64dcf1d8

Data as of Mar 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 18
On other graphs: 2
Observed: Nov 16, 2011 to Mar 20, 2023
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Syntrinsic Investment Counsel, LLC.

Intermediary · shared crd

Allocatorsidentity

Syntrinsic Investment Counsel, LLC.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.6BItem 5.F on the latest filing (2023-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $209MderivedItem 5.D individuals plus high net worth individuals
Private client share: 13%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 438
Individual clients: 40
High net worth clients: 41
Custody, client assets: $217M
SEC number: 801-69510
CRD: 147978
Filings on the tape: 27
First filed: Nov 16, 2011
Latest filed: Mar 20, 2023
Organised: Limited Liability Company, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABSHER, AKASHA, NGINA	Member	C	yes	06/2021	Mar 11, 2020	Mar 20, 2023
ABSHER, AKASHA, NGINA	PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	01/2020	Mar 11, 2020	Mar 20, 2023
SYNTRINSIC HOLDING COMPANY LLC	Member	E	yes	08/2018	Mar 23, 2019	Mar 20, 2023
VALORE-CAPLAN, BENJAMIN, HOWARD	Member	D	yes	08/2018	Nov 16, 2011	Mar 20, 2023
VALORE-CAPLAN, BENJAMIN, HOWARD	CHIEF EXECUTIVE OFFICER & MANAGING PARTNER	Na	yes	08/2008	Nov 16, 2011	Mar 20, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 20, 2023	$1.6B	$1.2B	14	12	0	n/a	n/a
2021	Mar 25, 2022	$1.7B	$1.3B	16	12	0	n/a	n/a
2020	Mar 18, 2021	$1.3B	$890M	12	11	0	n/a	n/a
2019	Mar 11, 2020	$1.1B	$787M	9	8	0	n/a	n/a
2018	Mar 23, 2019	$885M	$533M	10	8	0	n/a	n/a
2017	Mar 2, 2018	$929M	$557M	8	7	0	n/a	n/a
2016	Mar 21, 2017	$736M	$378M	11	10	n/a	n/a	n/a
2015	Mar 17, 2016	$689M	$310M	9	8	n/a	n/a	n/a
2014	Mar 30, 2015	$684M	$164M	10	8	n/a	n/a	n/a
2013	Mar 11, 2014	$876M	$179M	8	5	n/a	n/a	n/a
2012	Mar 27, 2013	$670M	$60.0M	6	5	n/a	n/a	n/a
2011	Mar 29, 2012	$650M	$35.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$1.6B	$1.7B	-8.2%	$1.1B	12.3%	14	16	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SYNTRINSIC LLC	8	Dec 31, 2023	Jul 20, 2023	DENVER, CO	Firm absorbed	Other	100.0%

Relationships

Controls (3)

← VALORE-CAPLAN, BENJAMIN, HOWARDOwnerMEMBER, ownership code D, individual
Nov 16, 2011 to presentfactForm ADV
← ABSHER, AKASHA, NGINAOwnerMEMBER, ownership code C, individual
Mar 11, 2020 to presentfactForm ADV
← SYNTRINSIC HOLDING COMPANY LLCOwnerMEMBER, ownership code E, domestic entity
Mar 23, 2019 to presentfactForm ADV

Registered with (15)

← James Alan BrauerAdvisorregistration: previous registration
May 22, 2020 to Dec 31, 2023factForm ADV
← BENJAMIN HOWARD VALORE-CAPLANAdvisorregistration: previous registration
Nov 18, 2008 to Dec 31, 2023factForm ADV
← AKASHA NGINA ABSHERAdvisorregistration: previous registration
Feb 18, 2014 to Dec 31, 2023factForm ADV
← ANNA Sergeeva TODOROVAAdvisorregistration: previous registration
Nov 12, 2014 to Dec 31, 2023factForm ADV
← Lynsey GoldsteinAdvisorregistration: previous registration
Sep 13, 2021 to Dec 31, 2023factForm ADV
← ERIC PEART BURTONAdvisorregistration: previous registration
Jun 27, 2022 to Dec 31, 2023factForm ADV
← Dat Van LeAdvisorregistration: previous registration
May 31, 2021 to Dec 31, 2023factForm ADV
← Efrata Dawit KiroseAdvisorregistration: previous registration
Feb 16, 2023 to Dec 31, 2023factForm ADV
← Anna Flasch WolfordAdvisorregistration: previous registration
Nov 19, 2021 to Feb 28, 2023factForm ADV
← LEVAR JAMES WILLIAMSAdvisorregistration: previous registration
Sep 1, 2021 to Dec 15, 2022factForm ADV
← PHILIP TODD KIRSHMANAdvisorregistration: previous registration
Feb 10, 2021 to Sep 23, 2021factForm ADV
← Gary Joseph SanchezAdvisorregistration: previous registration
Aug 16, 2019 to Dec 16, 2019factForm ADV
← JAMES ALEXANDER MILROYAdvisorregistration: previous registration
Jan 4, 2019 to Mar 28, 2019factForm ADV
← HELEN Y LEEAdvisorregistration: previous registration
Mar 9, 2017 to Feb 22, 2018factForm ADV
← BROOK P KRAMERAdvisorregistration: previous registration
Nov 24, 2008 to Mar 31, 2015factForm ADV

Moved with (1)

→ SYNTRINSIC LLCRegistered adviser8 advisors, firm absorbed, same day
Dec 31, 2023 to Jul 20, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Firm absorbed
Syntrinsic Investment Counsel, LLC.'s advisors moved to Syntrinsic LLC (Denver, CO): 8 of 8 registered, on the same day
Form ADVobserved 3 days ago
8 advisors
Occurred
Dec 31, 2023
Advisor changed firm
Anna Sergeeva Todorova left Syntrinsic Investment Counsel, Llc. for Syntrinsic Llc (registered 2023-07-20)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Benjamin Howard Valore-Caplan left Syntrinsic Investment Counsel, Llc. for Syntrinsic Llc (registered 2023-07-20)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Lynsey Goldstein left Syntrinsic Investment Counsel, Llc. for Syntrinsic Llc (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Dat Van Le left Syntrinsic Investment Counsel, Llc. for Syntrinsic Llc (registered 2023-07-20)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
James Alan Brauer left Syntrinsic Investment Counsel, Llc. for Syntrinsic Llc (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Efrata Dawit Kirose left Syntrinsic Investment Counsel, Llc. for Syntrinsic Llc (registered 2023-07-20)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Eric Peart Burton left Syntrinsic Investment Counsel, Llc. for Syntrinsic Llc (registered 2023-07-18)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Akasha Ngina Absher left Syntrinsic Investment Counsel, Llc. for Syntrinsic Llc (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2023
Advisor changed firm
Anna Flasch Wolford left Syntrinsic Investment Counsel, Llc. for The Fiduciary Alliance (registered 2023-07-20)
Form ADVobserved 4 days ago
Occurred
Dec 15, 2022
Advisor changed firm
Levar James Williams left Syntrinsic Investment Counsel, Llc. for Fidelity Personal And Workplace Advisors (registered 2023-05-04)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2022
Regulatory AUM changed
Syntrinsic Investment Counsel, Llc. reported RAUM $1.7B, up 37% from $1.3B (2021-11-16 to 2022-03-25)
Form ADVobserved 4 days ago
$461M
Occurred
May 21, 2021
Control person left
Michael Ryan Stibich (Chief Compliance Officer) no longer on Schedule A of Syntrinsic Investment Counsel, Llc. (listed 2021-04-20, absent 2021-05-21)
Form ADVobserved 4 days ago
Occurred
Mar 11, 2020
Regulatory AUM changed
Syntrinsic Investment Counsel, Llc. reported RAUM $1.1B, up 26% from $884.8M (2019-09-18 to 2020-03-11)
Form ADVobserved 4 days ago
$228M
Occurred
Mar 11, 2020
Control person joined
Ngina Akasha Absher (Chief Consulting Officer) appeared on Schedule A of Syntrinsic Investment Counsel, Llc.
Form ADVobserved 4 days ago
Occurred
Mar 23, 2019
Control person joined
Michael Ryan Stibich (Chief Compliance Officer) appeared on Schedule A of Syntrinsic Investment Counsel, Llc.
Form ADVobserved 4 days ago
Occurred
Mar 23, 2019
Control person left
Alexander Gordon (Chief Compliance Officer) no longer on Schedule A of Syntrinsic Investment Counsel, Llc. (listed 2018-03-02, absent 2019-03-23)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2018
Regulatory AUM changed
Syntrinsic Investment Counsel, Llc. reported RAUM $929.1M, up 26% from $735.9M (2017-03-21 to 2018-03-02)
Form ADVobserved 4 days ago
$193M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f328953c-49af-35c3-1aeb-bb8a64dcf1d8
First observed: Nov 16, 2011
Last observed: Mar 20, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SYNTRINSIC INVESTMENT COUNSEL, LLC.

CRD 147978

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f328953c-49af-35c3-1aeb-bb8a64dcf1d8

Data as of Mar 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABSHER, AKASHA, NGINA

Member

yes

06/2021

Mar 11, 2020

Mar 20, 2023

ABSHER, AKASHA, NGINA

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

01/2020

Mar 11, 2020

Mar 20, 2023

SYNTRINSIC HOLDING COMPANY LLC

Member

yes

08/2018

Mar 23, 2019

Mar 20, 2023

VALORE-CAPLAN, BENJAMIN, HOWARD

Member

yes

08/2018

Nov 16, 2011

Mar 20, 2023

VALORE-CAPLAN, BENJAMIN, HOWARD

CHIEF EXECUTIVE OFFICER & MANAGING PARTNER

yes

08/2008

Nov 16, 2011

Mar 20, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 20, 2023

$1.6B

$1.2B

n/a

2021

Mar 25, 2022

$1.7B

$1.3B

n/a

2020

Mar 18, 2021

$1.3B

$890M

n/a

2019

Mar 11, 2020

$1.1B

$787M

n/a

2018

Mar 23, 2019

$885M

$533M

n/a

2017

Mar 2, 2018

$929M

$557M

n/a

2016

Mar 21, 2017

$736M

$378M

n/a

2015

Mar 17, 2016

$689M

$310M

n/a

2014

Mar 30, 2015

$684M

$164M

n/a

2013

Mar 11, 2014

$876M

$179M

n/a

2012

Mar 27, 2013

$670M

$60.0M

n/a

2011

Mar 29, 2012

$650M

$35.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$1.6B

$1.7B

-8.2%

$1.1B

12.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SYNTRINSIC LLC

Dec 31, 2023

Jul 20, 2023

DENVER, CO

Firm absorbed

Other

100.0%