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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Jacksonville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 29, 2021 | n/a | yes | Jacksonville, FL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 17, 2015 | Feb 2, 2021 | no | Jacksonville, FL|TAMPA, FL|Ponte Vedra Beach, FL | Previous registration |
| JHS CAPITAL ADVISORS, LLC | Former SEC adviser | Oct 8, 2010 | Aug 17, 2015 | no | TAMPA, FL|JACKSONVILLE, FL|TAMPA, FL|MIAMI, FL|TAMPA, FL | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Mar 11, 2008 | Sep 3, 2010 | no | JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Apr 14, 2004 | Mar 11, 2008 | no | JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 16, 2000 | Apr 22, 2004 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 2, 2021 | Jan 29, 2021 | -4 | Firm change | Ibd to ibd |
| JHS CAPITAL ADVISORS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 17, 2015 | Aug 17, 2015 | 0 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | JHS CAPITAL ADVISORS, LLC | Sep 3, 2010 | Oct 8, 2010 | 35 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | UVEST FINANCIAL SERVICES GROUP, INC. | Mar 11, 2008 | Mar 11, 2008 | 0 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Apr 22, 2004 | Apr 14, 2004 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:149018:FL:2021-02-01 | Feb 2, 2021 | Jan 29, 2021 | PONTE VEDRA BEACH, FL | Firm change |
| 112097:6363:FL:2015-08-14 | Aug 17, 2015 | Aug 17, 2015 | TAMPA, FL | Firm change |