RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• D••••• L•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 29, 2021 · Jacksonville, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDAug 17, 2015 to Feb 2, 2021 · Jacksonville, Fl
- J•• C•••••• A•••••••• L•• formerOct 8, 2010 to Aug 17, 2015 · Tampa, Fl
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMar 11, 2008 to Sep 3, 2010 · Jacksonville, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 14, 2004 to Mar 11, 2008 · Jacksonville, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 16, 2000 to Apr 22, 2004 · Jacksonville, Fl
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 2, 2021, registered Jan 29, 2021 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- J•• C•••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 17, 2015, registered Aug 17, 2015 (0 days) · Other · moved with a team
- U•••• F•••••••• S••••••• G••••• I••• to J•• C•••••• A•••••••• L••left Sep 3, 2010, registered Oct 8, 2010 (35 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Mar 11, 2008, registered Mar 11, 2008 (0 days) · Other
- U•• F•••••••• S••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Apr 22, 2004, registered Apr 14, 2004 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address