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M••••••• E•••••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M••••••• E•••••••• R•••••

Advisor at W•••• F•••• A•••••••

PROVO, UT | SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d9b05b9-5b2f-1193-5bc0-222e97d6a7a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jan 6, 2025	n/a	yes	PROVO, UT\|SALT LAKE CITY, UT	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 22, 2020	Nov 5, 2024	no	TUCSON, AZ\|ORO VALLEY, AZ\|TUCSON, AZ\|ORO VALLEY, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|TUCSON, AZ\|TUCSON, AZ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• F•••• A•••••••	May 21, 2019	Sep 22, 2020	490	Firm change after gap	Ibd to wirehouse
L•• F•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 7, 2018

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 22, 2020 to Nov 5, 2024factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 29, 2018 to May 21, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 17, 2017 to Mar 7, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d9b05b9-5b2f-1193-5bc0-222e97d6a7a8
First observed: Mar 18, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.