DFX Intelligence
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Registered advisor
M••••••• E•••••••• R•••••
Feed of 09/14/2026
Also filed as M••••••• E Owens
At current firm
1 y
since Jan 6, 2025
In the industry
15 y
since Mar 14, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 6, 2025 · Provo, Ut
- W•••• F•••• A••••••• wirehouseSep 22, 2020 to Nov 5, 2024 · Tucson, Az
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 29, 2018 to May 21, 2019 · Tucson, Az
- L•• F•••••••• L•• BD affiliatedApr 17, 2017 to Mar 7, 2018 · Phoenix, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 19, 2015 to Apr 13, 2017 · Spokane, Wa
- L•• F•••••••• L•• BD affiliatedMar 18, 2014 to Jun 5, 2015 · Sandy, Ut
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left May 21, 2019, registered Sep 22, 2020 (490 days) · Affiliated broker-dealer or bank to wirehouse
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 7, 2018, registered Mar 29, 2018 (22 days) · RIA to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Apr 13, 2017, registered Apr 17, 2017 (4 days) · Other
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 5, 2015, registered Aug 19, 2015 (75 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address