DFX Intelligence

C•••• B••••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner24 years in industry

C•••• B••••••• D••••

Advisor at W••••••••• A•••••••

Larkspur, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4db6f002-ba59-ec25-971b-289a489f1689

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••	Independent wealth	Feb 11, 2026	n/a	yes	Larkspur, CA	Current employment
M•••• F•••••••• A••••••• L••	Former SEC adviser	Feb 1, 2018	May 28, 2026	no	LARKSPUR, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• F•••••••• A••••••• L••	W••••••••• A•••••••	May 28, 2026	Feb 11, 2026	-106	Firm change after gap	RIA to RIA
D•••• W••••• M•••••••••	M•••• F•••••••• A••••••• L••	Mar 22, 2018	Feb 1, 2018

Relationships

Registered with (4)

→ W••••••••• A•••••••Registered adviserregistration: current employment
Feb 11, 2026 to presentfactForm ADV
→ M•••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 1, 2018 to May 28, 2026factForm ADV
→ D•••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 24, 2012 to Mar 22, 2018factForm ADV
→ F••••••• • A•••••••••Registered adviserregistration: previous registration

Dated events

Occurred
May 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4db6f002-ba59-ec25-971b-289a489f1689
First observed: Aug 20, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.