RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• B••••••• D••••
- W••••••••• A••••••• independent RIA currentsince Feb 11, 2026 · Larkspur, Ca
- M•••• F•••••••• A••••••• L•• formerFeb 1, 2018 to May 28, 2026 · Larkspur, Ca
- D•••• W••••• M••••••••• unclassifiedApr 24, 2012 to Mar 22, 2018 · Sausalito, Ca
- F••••••• • A••••••••• unclassifiedAug 20, 2002 to Dec 31, 2008 · Novato, Ca
- M•••• F•••••••• A••••••• L•• to W••••••••• A•••••••left May 28, 2026, registered Feb 11, 2026 (-106 days) · RIA to RIA
- D•••• W••••• M••••••••• to M•••• F•••••••• A••••••• L••left Mar 22, 2018, registered Feb 1, 2018 (-49 days) · Other
- F••••••• • A••••••••• to D•••• W••••• M•••••••••left Dec 31, 2008, registered Apr 24, 2012 (1210 days) · Other
- C•••• B••••••• D•••• left M•••• F•••••••• A••••••• L•• for W••••••••• A••••••• (registered 2026-02-11)May 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address