DFX Intelligence

J•••• P••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor26 years in industry

J•••• P••• C•••••

Advisor at B••••• P••••• A•••••••• L••

Sarasota, FL | NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4db88e9f-a7b1-f648-6508-5598620f8f17

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 16, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Mar 10, 2022	n/a	yes	Sarasota, FL\|NEWPORT BEACH, CA	Current employment
M•••• • C••••• I••	Bd affiliated wealth	Oct 17, 2007	May 15, 2009	no	SARASOTA, FL\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• T•••• F•••••••• P•••••••	M•••• • C••••• I••	Mar 1, 2022	Oct 17, 2007	-5,249	Firm change after gap	Other
M•••• • C••••• I••	B••••• P••••• A•••••••• L••	May 15, 2009	Mar 10, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
131377:594:FL:2022-03-01	Mar 1, 2022	Oct 17, 2007	SARASOTA, FL	Firm change after gap

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Mar 10, 2022 to presentfactForm ADV
→ S••••••• T•••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 16, 2004 to Mar 1, 2022factForm ADV
→ M•••• • C••••• I••Registered adviserregistration: previous registration
Oct 17, 2007 to May 15, 2009factForm ADV

Dated events

Occurred
Mar 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4db88e9f-a7b1-f648-6508-5598620f8f17
First observed: Aug 16, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.