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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

BRAD JAMES BRYAN

Advisor at CETERA INVESTMENT ADVISERS LLC

PHOENIXVILLE, PA

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Search this name across graphsid dfx:ria:4dbee8f6-c199-c2a0-2b09-1821c75b79af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Oct 10, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Oct 30, 2000
First registration: Oct 10, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 3173170

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 13, 2024	n/a	yes	PHOENIXVILLE, PA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jan 31, 2024	Dec 12, 2024	no	Limerick, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 14, 2022	Sep 7, 2023	no	Radnor, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 14, 2022	Oct 14, 2022	no	Radnor, PA\|Radnor, PA\|Marlton, NJ\|Wayne, PA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 14, 2022	Jan 25, 2024	no	Marlton, NJ\|Radnor, PA\|Wayne, PA	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Oct 10, 2013	Feb 22, 2022	no	MALVERN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	CETERA INVESTMENT ADVISERS LLC	Dec 12, 2024	Dec 13, 2024	1	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	CUSO FINANCIAL SERVICES, L.P.	Jan 25, 2024	Jan 31, 2024	6	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jun 14, 2022	-450	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Jun 14, 2022	-122	Bulk transfer	Other
VANGUARD ADVISERS, INC.	TD AMERITRADE, INC.	Feb 22, 2022	Jun 14, 2022	112	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42132:105644:PA:2024-12-12	Dec 12, 2024	Dec 13, 2024	LIMERICK, PA	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Dec 13, 2024 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jan 31, 2024 to Dec 12, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 14, 2022 to Jan 25, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 14, 2022 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 14, 2022 to Oct 14, 2022factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Oct 10, 2013 to Feb 22, 2022factForm ADV

Dated events

Occurred
Dec 12, 2024
Advisor changed firm
Brad James Bryan left Cuso Financial Services, L.P. for Cetera Investment Advisers Llc (registered 2024-12-13)
Form ADVobserved 5 days ago
Occurred
Jan 25, 2024
Advisor changed firm
Brad James Bryan left Charles Schwab & Co., Inc. for Cuso Financial Services, L.P. (registered 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Feb 22, 2022
Advisor changed firm
Brad James Bryan left Vanguard Advisers, Inc. for Td Ameritrade, Inc. (registered 2022-06-14)
Form ADVobserved 5 days ago