DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••• J•••• B••••

C••••• I••••••••• A••••••• L••BD affiliatedPhoenixville, Padual registrantIAPD 3173170

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Dec 13, 2024

In the industry

25 y

since Oct 30, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Dec 13, 2024 · Phoenixville, Pa
C••• F•••••••• S•••••••• L••• former
Jan 31, 2024 to Dec 12, 2024 · Limerick, Pa
T• A••••••••• I••••••••• M••••••••• L•• former
Jun 14, 2022 to Sep 7, 2023 · Radnor, Pa
C•••••• S••••• • C••• I••• national BD
Jun 14, 2022 to Jan 25, 2024 · Marlton, Nj
T• A••••••••• I••• former
Jun 14, 2022 to Oct 14, 2022 · Radnor, Pa
V••••••• A•••••••• I••• BD affiliated
Oct 10, 2013 to Feb 22, 2022 · Malvern, Pa

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to C••••• I••••••••• A••••••• L••
left Dec 12, 2024, registered Dec 13, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••••• S••••• • C••• I••• to C••• F•••••••• S•••••••• L•••
left Jan 25, 2024, registered Jan 31, 2024 (6 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jun 14, 2022 (-450 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Jun 14, 2022 (-122 days) · corporate re-registration, not a move
V••••••• A•••••••• I••• to T• A••••••••• I•••
left Feb 22, 2022, registered Jun 14, 2022 (112 days) · Other

Signals

B••• J•••• B•••• left C••• F•••••••• S•••••••• L••• for C••••• I••••••••• A••••••• L•• (registered 2024-12-13)
Dec 12, 2024 · Advisor changed firm · fact
B••• J•••• B•••• left C•••••• S••••• • C••• I••• for C••• F•••••••• S•••••••• L••• (registered 2024-01-31)
Jan 25, 2024 · Advisor changed firm · fact
B••• J•••• B•••• left V••••••• A•••••••• I••• for T• A••••••••• I••• (registered 2022-06-14)
Feb 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address