DFX Intelligence

P••• A••••••• D• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner43 years in industry

P••• A••••••• D• R•••

Advisor at D• R••• A•••• M••••••••• L••

Harker Heights, TX

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Search this name across graphsid dfx:ria:4dc7cf6d-04bb-41c7-f648-176790879a4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 6, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D• R••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D• R••• A•••• M••••••••• L••	State registered	Sep 5, 2024	n/a	yes	Harker Heights, TX	Current employment
B•• S••••••••• I•••	Independent wealth	Mar 8, 2012	Mar 2, 2015	no	CHERRY HILL, NJ\|WESTFIELD, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• A•••••••• L••	B•• S••••••••• I•••	Dec 5, 2018	Mar 8, 2012	-2,463	Firm change after gap	Other
B•• S••••••••• I•••	D• R••• A•••• M••••••••• L••	Mar 2, 2015	Sep 5, 2024

Relationships

Registered with (4)

→ D• R••• A•••• M••••••••• L••Registered adviserregistration: current employment
Sep 5, 2024 to presentfactForm ADV
→ G•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 28, 2010 to Dec 5, 2018factForm ADV
→ B•• S••••••••• I•••Registered adviserregistration: previous registration
Mar 8, 2012 to Mar 2, 2015factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4dc7cf6d-04bb-41c7-f648-176790879a4a
First observed: Mar 6, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.