RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• A••••••• D• R•••
- D• R••• A•••• M••••••••• L•• state registered currentsince Sep 5, 2024 · Harker Heights, Tx
- B•• S••••••••• I••• independent RIAMar 8, 2012 to Mar 2, 2015 · Cherry Hill, Nj
- G•••••• A•••••••• L•• formerJan 28, 2010 to Dec 5, 2018 · Mountainside, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 6, 1996 to Jan 21, 2010 · Newark, Nj
- G•••••• A•••••••• L•• to B•• S••••••••• I•••left Dec 5, 2018, registered Mar 8, 2012 (-2463 days) · Other
- B•• S••••••••• I••• to D• R••• A•••• M••••••••• L••left Mar 2, 2015, registered Sep 5, 2024 (3475 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G•••••• A•••••••• L••left Jan 21, 2010, registered Jan 28, 2010 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address