DFX Intelligence

T•••••• L•• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

T•••••• L•• V•••••••

Advisor at T•• E•••••••• A•••• M••••••••• S•••••••• I•••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:4dea9094-f765-2e7d-cd6b-8152bad36185

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2003 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• E•••••••• A•••• M••••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• E•••••••• A•••• M••••••••• S•••••••• I•••	Independent wealth	Dec 3, 2025	n/a	yes	NEWPORT BEACH, CA	Current employment
S••••• P•••••••• M••••••••• I••	Former SEC adviser	Sep 13, 2007	Aug 6, 2008	no	IRVINE, CA\|ALISO VIEJO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• O••••• S•••••••• I•••	S••••• P•••••••• M••••••••• I••	Nov 15, 2010	Sep 13, 2007	-1,159	Firm change after gap	Other
S••••• P•••••••• M••••••••• I••	T•• E•••••••• A•••• M••••••••• S•••••••• I•••	Aug 6, 2008	Dec 3, 2025

Relationships

Registered with (4)

→ T•• E•••••••• A•••• M••••••••• S•••••••• I•••Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ F••••• O••••• S•••••••• I•••Registered adviserregistration: previous registration
May 22, 2006 to Nov 15, 2010factForm ADV
→ S••••• P•••••••• M••••••••• I••Registered adviserregistration: previous registration
Sep 13, 2007 to Aug 6, 2008factForm ADV
→ V•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4dea9094-f765-2e7d-cd6b-8152bad36185
First observed: Oct 28, 2003
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.