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RIA / WealthAdvisor22 years in industry

TIMOTHY LEO SCHMIDT

Advisor at MERCER GLOBAL ADVISORS INC.

Burlington, MA | DENVER, CO

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Search this name across graphsid dfx:ria:4df656b3-ae62-a67e-bfdc-79fb6ac2d6b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 29, 2003
First registration: Jan 12, 2004
Dual registered: no
Other names: TIMOTHY L SCHMIDT
IAPD individual key: 2362453

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	May 2, 2023	n/a	yes	DENVER, CO\|Burlington, MA	Current employment
WAINWRIGHT INVESTMENT COUNSEL LLC	Mixed wealth	Dec 23, 2021	Apr 18, 2023	no	BOSTON, MA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 16, 2015	Dec 31, 2020	no	BURLINGTON, MA\|PEABODY, MA\|Burlington, MA\|BURLINGTON, MA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 16, 2015	Jan 11, 2021	no	Burlington, MA\|PEABODY, MA\|Burlington, MA	Previous registration
JANTZ MANAGEMENT LLC	n/a	Dec 9, 2013	Mar 31, 2014	no	MEDFORD, MA	Previous registration
JANTZ MANAGEMENT LLC	n/a	Apr 14, 2011	Jan 2, 2013	no	MEDFORD, MA	Previous registration
EMERSON INVESTMENT MANAGEMENT LLC	Former SEC adviser	Jan 12, 2004	Nov 29, 2006	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WAINWRIGHT INVESTMENT COUNSEL LLC	MERCER GLOBAL ADVISORS INC.	Apr 18, 2023	May 2, 2023	14	Firm change	RIA to RIA
TD AMERITRADE, INC.	WAINWRIGHT INVESTMENT COUNSEL LLC	Jan 11, 2021	Dec 23, 2021	346	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Jul 16, 2015	-1,995	Bulk transfer	Other
JANTZ MANAGEMENT LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 31, 2014	Jul 16, 2015	472	Firm change after gap	Other
EMERSON INVESTMENT MANAGEMENT LLC	JANTZ MANAGEMENT LLC	Nov 29, 2006	Apr 14, 2011	1,597	Firm change after gap	Other

Relationships

Registered with (6)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
May 2, 2023 to presentfactForm ADV
→ WAINWRIGHT INVESTMENT COUNSEL LLCRegistered adviserregistration: previous registration
Dec 23, 2021 to Apr 18, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 16, 2015 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 16, 2015 to Dec 31, 2020factForm ADV
→ JANTZ MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 9, 2013 to Mar 31, 2014factForm ADV
→ EMERSON INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 12, 2004 to Nov 29, 2006factForm ADV

Dated events

Occurred
Apr 18, 2023
Advisor changed firm
Timothy Leo Schmidt left Wainwright Investment Counsel Llc for Mercer Global Advisors Inc. (registered 2023-05-02)
Form ADVobserved 5 days ago