DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Leo Schmidt
Feed of 09/15/2026
Also filed as Timothy L Schmidt
At current firm
3 y
since May 2, 2023
In the industry
22 y
since Dec 29, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mercer Global Advisors Inc. independent RIA currentsince May 2, 2023 · Denver, Co
- Wainwright Investment Counsel LLC mixed wealthDec 23, 2021 to Apr 18, 2023 · Boston, Ma
- Td Ameritrade Investment Management, LLC formerJul 16, 2015 to Dec 31, 2020 · Burlington, Ma
- Td Ameritrade, Inc. formerJul 16, 2015 to Jan 11, 2021 · Burlington, Ma
- Jantz Management LLC unclassifiedDec 9, 2013 to Mar 31, 2014 · Medford, Ma
- Jantz Management LLC unclassifiedApr 14, 2011 to Jan 2, 2013 · Medford, Ma
- Emerson Investment Management LLC formerJan 12, 2004 to Nov 29, 2006 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Wainwright Investment Counsel LLC to Mercer Global Advisors Inc.left Apr 18, 2023, registered May 2, 2023 (14 days) · RIA to RIA
- Td Ameritrade, Inc. to Wainwright Investment Counsel LLCleft Jan 11, 2021, registered Dec 23, 2021 (346 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 31, 2020, registered Jul 16, 2015 (-1995 days) · corporate re-registration, not a move
- Jantz Management LLC to Td Ameritrade Investment Management, LLCleft Mar 31, 2014, registered Jul 16, 2015 (472 days) · Other
- Emerson Investment Management LLC to Jantz Management LLCleft Nov 29, 2006, registered Apr 14, 2011 (1597 days) · Other
Signals
- Timothy Leo Schmidt left Wainwright Investment Counsel Llc for Mercer Global Advisors Inc. (registered 2023-05-02)Apr 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address