DFX Intelligence

C•••••••• D••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

C•••••••• D••••••• S•••••

Advisor at C••• S••••• P•••••••

RICHMOND, VA | Palm Beach Gardens, FL

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Search this name across graphsid dfx:ria:4dff2c99-346e-db30-b558-bbd1b9858bcc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• S••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• S••••• P•••••••	Bd affiliated wealth	Mar 24, 2026	n/a	yes	RICHMOND, VA\|Palm Beach Gardens, FL	Current employment
P•••••• W••••• M•••••••• L••	Former SEC adviser	Jun 26, 2020	Mar 31, 2026	no	PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M•••••••• L••	C••• S••••• P•••••••	Mar 31, 2026	Mar 24, 2026	-7	Firm change	RIA to ibd
K••••• A•••••••• I•••	P•••••• W••••• M•••••••• L••	Jun 22, 2020	Jun 26, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
308969:128545:FL:2026-03-31	Mar 31, 2026	Mar 24, 2026	PALM BEACH GARDENS, FL	Firm change
140808:308969:FL:2020-06-22	Jun 22, 2020	Jun 26, 2020	PALM BEACH GARDENS, FL	Firm change
8174:140808:FL:2019-06-27	Jun 27, 2019	Jun 5, 2019	PALM BEACH GDNS, FL	Firm change

Relationships

Registered with (4)

→ C••• S••••• P•••••••Registered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ P•••••• W••••• M•••••••• L••Registered adviserregistration: previous registration
Jun 26, 2020 to Mar 31, 2026factForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2019 to Jun 22, 2020factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
C•••••••• D••••••• S••••• left P•••••• W••••• M•••••••• L•• for C••• S••••• P••••••• (registered 2026-03-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4dff2c99-346e-db30-b558-bbd1b9858bcc
First observed: Nov 4, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.