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P•••••• W••••• M•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

P•••••• W••••• M•••••••• L••

CRD 308969

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:26e3f566-1c24-19ab-ea64-963a83d8fb41

Data as of Mar 6, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 9
On other graphs: 0
Observed: May 5, 2020 to Mar 6, 2025
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $186MItem 5.F on the latest filing (2025-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $182M
Private client RAUM: $107MderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••••• M••••••• M•••••••	CHIEF COMPLIANCE OFFICER	B	yes	06/2019	May 5, 2020	Mar 26, 2024
S•••••• C••••••••• D•••••••	MANAGING PARTNER	E	yes	06/2019	May 5, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$186M	$174M	7.2%	$167M	3.7%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••• S••••• P•••••••	4	Mar 31, 2026	Mar 30, 2026	PALM BEACH GARDENS, FL	Firm absorbed	RIA to ibd	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
K••••• A•••••••• I•••	3	Jun 22, 2020	Apr 30, 2021	FT LAUDERDALE, FL	Team lift out	Ibd to new firm	1.4%

Relationships

Registered with (5)

← ELIZABETH ThomasAdvisorregistration: previous registration
May 12, 2022 to Mar 31, 2026factForm ADV
← Vincent CuomoAdvisorregistration: previous registration
Aug 10, 2023 to Mar 31, 2026factForm ADV
← C•••••••• D••••••• S•••••Advisorregistration: previous registration
Jun 26, 2020 to Mar 31, 2026factForm ADV
← M•••••• M••••••• M•••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Firm absorbed
P•••••• W••••• M•••••••• L••'s advisors moved to C••• S••••• P••••••• (Palm Beach Gardens, FL): 4 of 4 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Mar 31, 2026
Advisor changed firm
Vincent Cuomo left P•••••• W••••• M•••••••• L•• for C••• S••••• P••••••• (registered 2026-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2026
Advisor changed firm
Elizabeth Thomas left P•••••• W••••• M•••••••• L•• for C••• S••••• P••••••• (registered 2026-03-26)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26e3f566-1c24-19ab-ea64-963a83d8fb41
First observed: May 5, 2020
Last observed: Mar 6, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.