DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• W••••• C•••••• M••••••••• L••
Latest filing Aug 6, 2026
First filing on the tape Apr 17, 2024 · 16 filings
SEC status approved since May 16, 2024
RAUM
$307M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$299M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$61.4M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$307M as of Aug 6, 2026
Jan 16, 2025$271M then
HNW client RAUM$270M as of Aug 6, 2026
Jan 16, 2025$251M then
State-registered IARs (5.B.3)5 as of Aug 6, 2026
Jan 16, 20256 then
Employees (5.A)6 as of Aug 6, 2026
Jan 16, 20257 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 6 to 5offices 4 to 3
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
- RAUM per advisor
- $61.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $559,845derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $34.0M, 88 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$270M88%
- Individuals$29.5M9.6%
- Corporations and businesses$7.7M2.5%
- Individual clients
- 126reported
- HNW clients
- 133reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 548reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $34.0M for 88 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• P••• D••••• | Paso Robles, Ca | May 22, 2024 | 27 y | 4 |
| T••••• A••••• H••••• | Scottsdale, Az | May 24, 2024 | 19 y | 1 |
| R••• C•••••Chartered Financial Consultant | Overland Park, Ks | May 24, 2024 | 16 y | 2 |
| T•••••• J••••• P•••••Certified Financial Planner | Chicago, Il | May 24, 2024 | 11 y | 2 |
| B•••••• W•••• T•••• | Scottsdale, Az | Jul 1, 2024 | 26 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••••• W•••• T•••• from O•• W••••• I••••••••Jul 1, 2024 · RIA to a newly registered adviser
- T••••• A••••• H••••• from O•• W••••• I••••••••May 24, 2024 · RIA to a newly registered adviser
- R••• C••••• from O•• W••••• I••••••••May 24, 2024 · RIA to a newly registered adviser
- T•••••• J••••• P••••• from O•• W••••• I••••••••May 24, 2024 · RIA to a newly registered adviser
- J••••• P••• D••••• from O•• W••••• I••••••••May 22, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from O•• W••••• I••••••••Jul 30, 2024 · Phoenix, Az
- 2 joined from O•• W••••• I••••••••Jul 30, 2024 · El Segundo, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• J•••••• P••• · Ceocontrolsince 04/2024 · owns less than 5%
- H•••••• P••••• H•••• · President, Ccocontrolsince 04/2024 · owns less than 5%
- D•••••• J•••••• P••• · Trusteecontrolsince 04/2024 · owns 75% or more of J••••• P• D••••• S••• A•• S••••••• L••••• T••••
Entity owners
- J••••• P• D••••• S••• A•• S••••••• L••••• T•••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- O•• W••••• M••••••••• F•••••••• • I•••••••• S•••••••• I•••real estaten
- O•• W••••• I••••••••investment advisernRAUM $193M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 5 | 0 | 0 | ||
| El Segundo, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- El Segundo, CA3 employees
- Chicago, IL2 employees
- Lake Forest, IL1 employees
- Paso Robles, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 532 to 548Jun 11, 2025 to Jan 20, 2026
- Advisory employees · 6 to 5Jun 11, 2025 to Jan 20, 2026
- Corporate clients · unset to 2.0Jun 11, 2025 to Jan 20, 2026
- HNW clients · 137 to 133Jun 11, 2025 to Jan 20, 2026
- Individual clients · 106 to 126Jun 11, 2025 to Jan 20, 2026
- Assets in custody · $0 to $34.0MJun 11, 2025 to Jan 20, 2026
- Employees · 7 to 6Jun 11, 2025 to Jan 20, 2026
- State-registered IARs · 6 to 5Jun 11, 2025 to Jan 20, 2026
- Discretionary RAUM · $254M to $307MJun 11, 2025 to Jan 20, 2026
- HNW RAUM · $251M to $270MJun 11, 2025 to Jan 20, 2026
- Individual RAUM · $19.7M to $29.5MJun 11, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $17.0M to $0Jun 11, 2025 to Jan 20, 2026
- RAUM · $271M to $307MJun 11, 2025 to Jan 20, 2026
- Related adviser · true to falseJun 11, 2025 to Jan 20, 2026
- Financial planning clients · 0 to 0May 1, 2025 to Jun 11, 2025
- Other offices · 4 to 3Jan 16, 2025 to May 1, 2025
- Accounts · 498 to 532Aug 8, 2024 to Jan 16, 2025
- Advisory activities · 3 to 4Aug 8, 2024 to Jan 16, 2025
- HNW clients · 118 to 137Aug 8, 2024 to Jan 16, 2025
- Individual clients · 111 to 106Aug 8, 2024 to Jan 16, 2025
- Discretionary RAUM · $255M to $254MAug 8, 2024 to Jan 16, 2025
- HNW RAUM · $245M to $251MAug 8, 2024 to Jan 16, 2025
- Individual RAUM · $25.9M to $19.7MAug 8, 2024 to Jan 16, 2025
- Non-discretionary RAUM · $15.7M to $17.0MAug 8, 2024 to Jan 16, 2025
- RAUM · $271M to $271MAug 8, 2024 to Jan 16, 2025
- Other offices · 3 to 4Aug 7, 2024 to Aug 8, 2024
- Advisory employees · 7 to 6Jul 11, 2024 to Jul 25, 2024
- Employees · 8 to 7Jul 11, 2024 to Jul 25, 2024
- State-registered IARs · 7 to 6Jul 11, 2024 to Jul 25, 2024
- Accounts · 0 to 498May 30, 2024 to Jul 11, 2024
- HNW clients · unset to 118.0May 30, 2024 to Jul 11, 2024
- Individual clients · unset to 111.0May 30, 2024 to Jul 11, 2024
- Discretionary RAUM · $0 to $255MMay 30, 2024 to Jul 11, 2024
- HNW RAUM · unset to 244706530.0May 30, 2024 to Jul 11, 2024
- Individual RAUM · unset to 25917678.0May 30, 2024 to Jul 11, 2024
- Non-discretionary RAUM · $0 to $15.7MMay 30, 2024 to Jul 11, 2024
- RAUM · $0 to $271MMay 30, 2024 to Jul 11, 2024
- HQ city · PHOENIX to SCOTTSDALEApr 22, 2024 to May 21, 2024
- Other offices · 2 to 3Apr 22, 2024 to May 21, 2024
- Related adviser · false to trueApr 17, 2024 to Apr 19, 2024
Signals
4 dated events
- 3 advisors left O•• W••••• I•••••••• (Phoenix, AZ) for O•• W••••• C•••••• M••••••••• L•• on the same dayJul 30, 2024 · Team lift-out · derived
- 2 advisors left O•• W••••• I•••••••• (EL Segundo, CA) for O•• W••••• C•••••• M••••••••• L•• a day apartJul 30, 2024 · Team lift-out · derived
- V E••••• H•••••• (Cco) no longer on Schedule A of O•• W••••• C•••••• M••••••••• L•• (listed 2024-05-30, absent 2024-07-11)Jul 11, 2024 · Control person left · inference
- O•• W••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 17, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 855-663-9584reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/onewealthmgmt/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- onewealthmgmt.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 855-663-9584reportedpublic record, Form ADV, Aug 6, 2026
- Contact form
- onewealthmgmt.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- onewealthmgmt.com/careers/advisorsreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026