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RIA / WealthAdvisor30 years in industry

SCOTT M BOGAN

Advisor at CLEAR HARBOR ASSET MANAGEMENT, LLC

STAMFORD, CT

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Search this name across graphsid dfx:ria:4e1848b7-0d8f-e3bd-151b-62599c4e0674

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CLEAR HARBOR ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 15, 1996
First registration: Jan 30, 2002
Dual registered: no
Other names: SCOTT MATTHEW BOGAN
IAPD individual key: 2763347

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CLEAR HARBOR ASSET MANAGEMENT, LLC	Independent wealth	Mar 7, 2025	n/a	yes	STAMFORD, CT	Current employment
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Nov 7, 2024	Feb 19, 2025	no	Westport, CT	Previous registration
GYL FINANCIAL SYNERGIES, LLC	Former SEC adviser	Jan 2, 2019	Dec 6, 2024	no	Westport, CT\|Westport, CT\|WEST HARTFORD, CT	Previous registration
RESNICK ADVISORS	Former SEC adviser	Nov 23, 2005	Jan 2, 2019	no	WESTPORT, CT\|Westport, CT\|Westport, CT	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 30, 2002	Aug 29, 2005	no	GREENWICH, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOCUS PARTNERS WEALTH, LLC	CLEAR HARBOR ASSET MANAGEMENT, LLC	Feb 19, 2025	Mar 7, 2025	16	Firm change	RIA to RIA
GYL FINANCIAL SYNERGIES, LLC	FOCUS PARTNERS WEALTH, LLC	Dec 6, 2024	Nov 7, 2024	-29	Bulk transfer	RIA to RIA
RESNICK ADVISORS	GYL FINANCIAL SYNERGIES, LLC	Jan 2, 2019	Jan 2, 2019	0	Channel change	Other
MORGAN STANLEY DW INC.	RESNICK ADVISORS	Aug 29, 2005	Nov 23, 2005	86	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105927:284758:CT:2019-01-02	Jan 2, 2019	Jan 2, 2019	WESTPORT, CT	Firm change

Relationships

Registered with (5)

→ CLEAR HARBOR ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 7, 2025 to presentfactForm ADV
→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: previous registration
Nov 7, 2024 to Feb 19, 2025factForm ADV
→ GYL FINANCIAL SYNERGIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2019 to Dec 6, 2024factForm ADV
→ RESNICK ADVISORSRegistered adviserregistration: previous registration
Nov 23, 2005 to Jan 2, 2019factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 30, 2002 to Aug 29, 2005factForm ADV

Dated events

Occurred
Feb 19, 2025
Advisor changed firm
Scott M Bogan left Focus Partners Wealth, Llc for Clear Harbor Asset Management, Llc (registered 2025-03-07)
Form ADVobserved 4 days ago