DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• M• B••••

C•••• H••••• A•••• M••••••••• L••independent RIAStamford, CtIA-onlyIAPD 2763347

Feed of 09/14/2026

Also filed as S•••• Matthew B••••

At current firm

1 y

since Mar 7, 2025

In the industry

30 y

since Aug 15, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••• H••••• A•••• M••••••••• L•• independent RIA current
since Mar 7, 2025 · Stamford, Ct
F•••• P••••••• W•••••• L•• independent RIA
Nov 7, 2024 to Feb 19, 2025 · Westport, Ct
G•• F•••••••• S••••••••• L•• former
Jan 2, 2019 to Dec 6, 2024 · Westport, Ct
R•••••• A••••••• former
Nov 23, 2005 to Jan 2, 2019 · Westport, Ct
M••••• S•••••• D• I••• unclassified
Jan 30, 2002 to Aug 29, 2005 · Greenwich, Ct

Moves

a registration end followed by a registration begin elsewhere

F•••• P••••••• W•••••• L•• to C•••• H••••• A•••• M••••••••• L••
left Feb 19, 2025, registered Mar 7, 2025 (16 days) · RIA to RIA
G•• F•••••••• S••••••••• L•• to F•••• P••••••• W•••••• L••
left Dec 6, 2024, registered Nov 7, 2024 (-29 days) · corporate re-registration, not a move
R•••••• A••••••• to G•• F•••••••• S••••••••• L••
left Jan 2, 2019, registered Jan 2, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
M••••• S•••••• D• I••• to R•••••• A•••••••
left Aug 29, 2005, registered Nov 23, 2005 (86 days) · Other

Signals

S•••• M• B•••• left F•••• P••••••• W•••••• L•• for C•••• H••••• A•••• M••••••••• L•• (registered 2025-03-07)
Feb 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address