DFX Intelligence

E•••• P••• H•• L••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

E•••• P••• H•• L••

Advisor at S••••• W••••• A•••••••• I•••

San Francisco, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e2dbc98-7504-d2f0-f227-92aff2668f6b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Aug 16, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Apr 18, 2023	n/a	yes	San Francisco, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	May 1, 2020	Mar 23, 2023	no	SAN JOSE, CA\|SUNNYVALE, CA\|CUPERTINO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S••••• W••••• A•••••••• I•••	Mar 23, 2023	Apr 18, 2023	26	Firm change	Other
M••••• S••••••	W•••• F•••• A•••••••	Apr 17, 2020	May 1, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:19616:CA:2020-04-17	Apr 17, 2020	May 1, 2020	CUPERTINO, CA	Firm change

Relationships

Registered with (4)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 18, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 1, 2020 to Mar 23, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 30, 2018 to Apr 17, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e2dbc98-7504-d2f0-f227-92aff2668f6b
First observed: Jun 11, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.