E•••• P••• H•• L••

• S••••• W••••• A•••••••• I••• no RAUM current
  since Apr 18, 2023 · San Francisco, Ca
• W•••• F•••• A••••••• wirehouse
  May 1, 2020 to Mar 23, 2023 · San Jose, Ca
• M••••• S•••••• wirehouse
  May 30, 2018 to Apr 17, 2020 · Los Gatos, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jun 11, 2015 to May 31, 2018 · San Jose, Ca

• W•••• F•••• A••••••• to S••••• W••••• A•••••••• I•••
  left Mar 23, 2023, registered Apr 18, 2023 (26 days) · Other
• M••••• S•••••• to W•••• F•••• A•••••••
  left Apr 17, 2020, registered May 1, 2020 (14 days) · Wirehouse to wirehouse · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
  left May 31, 2018, registered May 30, 2018 (-1 days) · Wirehouse to wirehouse

• ••• Locked
  Mar 23, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address