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Advisor at PRIVATE ADVISOR GROUP, LLC
MORRISTOWN, NJ | Normal, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jul 29, 2025 | n/a | yes | MORRISTOWN, NJ|Normal, IL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | Aug 8, 2025 | no | NORMAL, IL | Previous registration |
| ERGAWEALTH ADVISORS, INC. | Independent wealth | Jan 5, 2018 | Aug 1, 2025 | no | OAK BROOK, IL | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Apr 25, 2008 | Mar 21, 2024 | no | NORMAL, IL|THE WOODLANDS, TX|NORMAL, IL|OAK BROOK, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 28, 1997 | May 1, 2008 | no | BLOOMINGTON, IL|BLOOMINGTON, IL|PEORIA, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | PRIVATE ADVISOR GROUP, LLC | Aug 8, 2025 | Jul 29, 2025 | -10 | Firm change | Ibd to ibd |
| ERGAWEALTH ADVISORS, INC. | CETERA INVESTMENT ADVISERS LLC | Aug 1, 2025 | Mar 21, 2024 | -498 | Firm change after gap | RIA to ibd |
| CETERA ADVISORS LLC | ERGAWEALTH ADVISORS, INC. | Mar 21, 2024 | Jan 5, 2018 | -2,267 | Firm change after gap | Ibd to RIA |
| CITIGROUP GLOBAL MARKETS INC. | CETERA ADVISORS LLC | May 1, 2008 | Apr 25, 2008 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10299:290030:IL:2024-03-21 | Mar 21, 2024 | Jan 5, 2018 | OAK BROOK, IL | Firm change after gap |